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Ⅰ-Ⅲ期NSCLC术后辅助化疗疗效的分子预测及预后研究
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摘要
【目的】总结回顾Ⅰ-Ⅲ期可手术切除的NSCLC临床特点,术后治疗特点及生存规律;探索能够预测辅助化疗疗效、复发风险及预后的分子标记物;讨论复发后靶向治疗的特点与疗效,并寻找能预测靶向药物疗效的临床及分子特征,为建立NSCLC术后辅助治疗的个体化模式提供理论依据,为开展基于分子分型的前瞻性NSCLC术后辅助化疗的临床研究提供理论支持。
     【方法】回顾性分析2000年1月至2007年12月在我院行手术治疗并至少在本院内进行1周期辅助化疗的病理及随访资料完整的Ⅰ-Ⅲ期NSCLC病例。对其临床特征、病理特征、治疗特点及其对生存规律的影响进行分析;复习全组病例的术后7项常规分子标记物的免疫组化染色标本与结果;收集全组病例的术后病理标本,利用免疫组化染色法检测ERCC1、RRM1、βtubulinⅢ、pERK1/2和pAKT1等5项指标蛋白水平的表达;收集全组病例中复发转移后应用TKI药物进行治疗的且疗效可以评价的亚组病例,从石蜡组织中提取基因组DNA,对EGFR18~21外显子及Kras 12、13密码子进行基因突变检测;采用SPSS 16.0软件包对上述研究中各组的临床特征、治疗特点和疗效以及生存规律进行单因素及多因素分析。
     【结果】入选163例符合条件病例。各临床特征及治疗特征组基本规律分布,全组中位随访期37个月,截止本次随访终点2009年3月31日,出现47例(28.8%)死亡事件,中位生存期尚未达到;3年的总生存率为68.2%;疾病复发转移者86例,中位DFS为24.4个月。确诊时有症状,腺癌、较晚临床分期(特别是N2)、化疗<4周期分别是DFS的独立不良预后因素。在复发转移亚组中男性、确诊时有症状、未使用TKI药物分别是OS的独立不良预后因素。TopⅡα高表达组较低表达组DFS明显延长(未到达,>33.6个月vs 19.4个月,p=0.006);在TopⅡα低表达组中选用NVB较其他方案有更长的DFS(48.2个月vs15.7个月,p=0.043)。在化疗<4周期分层中,ERCC1阳性组的DFS显著高于阴性组(33.0 vs9.6个月,p=0.046);而在化疗≥4周期层中,ERCC1阳性组的DFS却显著低于阴性组(18.6个月vs未到达,p=0.029);RRM1高表达组中应用NVB组的DFS较不含NVB组有延长趋势,但无统计学意义(p=0.077);βtubulinⅢ高表达组的中位DFS低于与低表达组(30.8 vs 47.4个月,p=0.057);pAKT1低表达组及pERK1/2高表达组均较各自对应组的DFS显著延长(34.2 vs 1 5.6个月,p=0.020和未到达vs 19.4个月,p=0.01),但2项指标均对辅助化疗药物无选择性;35例复发转移后应用TKI治疗组中,21例尚存活,中位生存期未到达,检测到的9例EGFR突变(19缺失突变8例,L858R1例)均显示临床获益,5例Kras 12密码子突变者均无效;除EGFR基因突变外,pAKT1高表达及吸烟是TKI获益的几率降低的独立预测因素;多因素生存分析仅提示吸烟是独立的预后因素。
     【结论】标准的4周期术后辅助化疗方案对延长一般人群的DFS有益;TopⅡα、βtubulinⅢ、pAKT1、pERK1/2均是影响DFS的独立分子预测指标,可用于常规筛选潜在的能从辅助化疗明显获益的NSCLC人群;TopⅡα高表达者对辅助化疗敏感性高,低表达提示耐药可能,含NVB方案效果较好;ERCC1阴性者可予标准的4周期辅助化疗,具体方案的选择及阳性者的治疗原则有待更多研究;RRM1对治疗方案的选择显示了一定趋势,有待随访跟踪;EGFR外显子19和21突变提示TKI获益可能性大,而Kras突变提示TKI可能无效。除EGFR突变外,不吸烟及pAKT1的低表达可以作为评估潜在TKI获益人群的预测指标。
【Objective】To summarized clinical characters and features of treatments and survival in stageⅠ-Ⅲresected NSCLC patients,to explore subtential molecular predictors of therapeutic effect and recurrence risk,to discuss effect of target therapy on recurrence patients and to look for clinical and molecular predictors of TKI efficiency,to provide evidences for establishing individual postoperative adjuvant chemotherapy model and carrying out prospective clinical trials based molecular type in NSCLC patients.
     【Methods】The cases who received surgery therapy in our hospital from Jan. 2000 to Dec.2007 and were diagnosed with stageⅠ-ⅢNSCLC were analyzed.Those who were lost of follow up or can't finish at least one cycle adjuvant chemotherapy were deleted.And immunohistochemistry(IHC) results of routine seven biomarkers of all cases were reviewed.Paraffin-embedded samples of all cases were collected to detect expression of ERCC1,RRM1,βtubulinⅢ,pERK1/2 and pAKT1 by IHC method.Those who received with TKI and can be evalued of effect after recurrence were picked up to further detect EGFR and Kras mutation from Paraffin-embedded samples;survival rate and disease free survival(DFS) were analyzed by SPSS 16.0 software.
     【Results】163 cases were collected.The median follow up was 37 months. Untill the destinaion of study,there were only 47 cases dead,the median overall survival(OS) was not available.Three-year OS was 68.2%;and the median DFS was 24.4 months.Early symtoms,adenocarcinoma,N2 stage and less than 4 cycles chemotherapy predicted poor prognosis.The DFS in over-expression of TopⅡαgroup was significant longer than weak-expression group(not available vs 19.4 months,p=0.006).And in weak-expression group,the regimen with NVB had prolonged DFS(48.2 month vs15.7 months,p=0.043) compared with any other regimens.In less than 4 cycles chemotherapy strata,the DFS in positive group of ERCC1 was longer than negtive group(33.0 vs 9.6 months,p=0.046),on the contrary,the DFS in positive group of ERCC1 was shorter than negtive group in another chemotherapy cycle strata(18.6 months vs not available,p=0.029).The DFS in groups with weakexpression pAKT1 and with overexpression pERK1/2 was respectively longer than overexpression pAKT1 and negtive pERK1/2(34.2 vs 15.6 months,p=0.020 and not available vs 19.4 months,p=0.01).Both of them showed no selective in chemotherapy regimens.9 cases of EGFR mutation and 5 cases of Kras mutation was observed in 35 recurrence cases.And all patients with EGFR mutation have benefited from TKI,while 5 cases of Kras mutation were no response to TKI.Besides EGFR mutation,smoke and overexpression of pAKT1 were poor independent prognosis factors of efficiency of TKI.In COX proportional regression analysis of 35 recurrence cases,only smoke statue could impact overall survival.
     【Conclusion】Routine 4 cycles adjuvant chemotherapy was approved to contribute to DFS for common patients.TopⅡα,βtubulinⅢ,pAKT1 and pERK1/2 were all independent prognosis factors of DFS,which may be used to select special patients who can benefit from adjuvant chemotherapy.All mutation of EGFR 19 and 21 exons have predict to benefit from TKI,while Kras mutation were the sign of no response to TKI.Besides EGFR mutation,smoke statu and expression of pAKT1 can be employed to predict TKI efficiency.
引文
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