用户名: 密码: 验证码:
企业家的变革开放性如何影响战略?——意愿和能力情境的家族企业战略变革研究
详细信息    查看全文 | 推荐本文 |
  • 英文篇名:How Entrepreneurs' Openness to Change Affect Strategy:Research on the Initiative Strategic Change of Family Business
  • 作者:巩键 ; 王昊 ; 陈凌 ; 朱建安
  • 英文作者:Gong Jian;Wang Hao;Chen Ling;Zhu Jian'an;
  • 关键词:变革开放性 ; 战略变革发起 ; 家族承诺 ; 家族所有权涉入
  • 英文关键词:Openness to change;;Strategic Change;;Family Commitment;;Family Ownership
  • 中文刊名:NFJJ
  • 英文刊名:South China Journal of Economics
  • 机构:中国电子信息产业发展研究院;浙江大学城市学院;浙江大学管理学院;浙江大学企业家学院;
  • 出版日期:2019-04-25
  • 出版单位:南方经济
  • 年:2019
  • 期:No.355
  • 基金:浙江省社会科学规划重点课题(17NDJC031Z);; 浙江省自然科学基金项目(LY17G020012);; 浙江省哲学社会科学规划课题一般项目(19NDJC183YB);; 杭州市社科规划“人才培育计划”专项立项课题(2018RCZX20)的资助
  • 语种:中文;
  • 页:NFJJ201904006
  • 页数:22
  • CN:04
  • ISSN:44-1068/F
  • 分类号:88-109
摘要
基于资源观和利益相关者理论,文章探讨了家族企业中企业家的变革开放性对战略变革发起的影响机制,尤其是研究了长期导向在二者间的中介作用以及家族承诺和家族所有权的调节作用。实证研究发现:第一,家族企业中企业家的变革开放性对战略变革发起具有显著的正向预测效果,长期导向在其中起到了中介作用;第二,家族承诺作为控股家族经营过程中的意愿,能够对变革开放性与长期导向之间关系起到显著的正向调节效应;第三,家族所有权水平体现了家族对企业的控制能力,能够对长期导向与战略变革之间关系起到显著的正向调节效应。文章对于家族企业战略领导者特质与战略行为关系的研究有一定的理论意义和实践指导价值。
        In the context of transition in economy,Chinese enterprises face both challenges and opportunities in growth. Only with active strategic change can firms react to the transition efficiently,and achieve permanent operation and sustainable growth. Strategic change is discontinuous change of current content and scope of strategy in the purpose of adjusting to environmental change. The strategic change could be regarded as the important source of corporate sustainable competitive advantage,which facilitates the firm's long-term survival. Family firm, as a global phenomenon, is usually criticized for its conservative in strategy,risk aversion and uncertainty avoidance. Such characteristics often play as obstacles for firm's strategic development. Previous researches have already recognized that a firm's strategic choice is a reflection of top leader's value and cognition. In a family firm,the founding entrepreneur or the head of the family plays a dominant role on strategies. Therefore,the entrepreneur's openness to change is a vital cause of initiative strategic change launching. Based on resource-based view and stakeholder theory,this paper analyzes the function mechanism of entrepreneurs' openness to change on initiation of strategic change' especially explores the mediating role of long-term orientation,as well as the moderate effect of family commitment and family ownership. The empirical results show that: first, the entrepreneurs' openness to change in the family business has a significant positive correlation effect for initiation of strategic change, and long-term orientation plays a mediating role. The entrepreneur's openness to change could effectively influence the strategic change because the leader, which has higher openness to change, possesses unique believes,knowledge and value distinguishing from other top managers. In those family firms leaders' mind, it is not an optimal choice to maintain the firm status quo. They are dedicated to breaking the organization inertia,pursuing the organization innovation and change. Furthermore,the individuals with higher openness to change are more likely to try new methods, think in new ways,and embrace the irregular ideas and challenges. The activeness of such leader offers the source of organization renewing. In addition, the entrepreneurs with higher openness to change have more discretion in strategy choice,which could impose more influence on the organization and overcome the obstacles in the way of strategic change. Second,family commitment,as the controlling family's willingness in business process,strengthens the positive relationship between openness to change and long-term orientation. Third, family ownership reflects the family's control capability, strengthens the positive relationship between long-term orientation and initiation of strategic change. This paper contributes theoretically and practically to the research on the relationship between strategic leaders' trait in family businesses and strategic behavior. We follow the streamline in the literature of willingness and ability's effect on strategy choice and extend the frontier of the family business research. In practice level,our finding suggests that higher level of family commitment and family ownership could better facilitate the long-term oriented strategic change in family firms. Unlike some policies promoting the de-familylize in family firms or decouple the family-firm system, we propose that the family firms have unique advantage in transition of economy and could be a vital and competitive organization form. In the macro context of China's economy transition,it requires more friendly and supportive institutional environment to cultivate family firms with higher openness to change.
引文
陈凌、王昊,2013,“家族涉入,政治联系与制度环境——以中国民营企业为例”,《管理世界》,第10期,第130-141页。
    陈志军、马鹏程、张芯蕊、闵亦杰,2017,“认知凝聚力、家族承诺感与组织创造力”,《南方经济》,第8期,第8-28页。
    窦军生、王宁、张玲丽,2017,“家族涉入对企业多元化及其价值效应的影响研究”,《南方经济》,第3期,第1-22页。
    巩键、陈凌、王健茜、王昊,2016,“从众还是独具一格?——中国家族企业战略趋同的实证研究”,《管理世界》,第11期,第110-124页。
    连燕玲、贺小刚,2015,“CEO开放性特征,战略惯性和组织绩效——基于中国上市公司的实证分析”,《管理科学学报》,第1期,第1-19页。
    刘娇、王博、宋丽红、张贵英、梁强,2017,“家族企业价值观传承与战略变革——基于探索性的案例分析”,《南方经济》,第8期,第49-67页。
    芮明杰、任红波、李鑫,2005,“基于惯例变异的战略变革过程研究”,《管理学报》,第6期,第654-659页。
    王永伟、马洁、吴湘繁、刘胜春,2012,“变革型领导行为,组织学习倾向与组织惯例更新的关系研究”,《管理世界》,第9期,第110-119页。
    连燕玲、贺小刚、高皓,2014,“业绩期望差距与企业战略调整——基于中国上市公司的实证研究”,《管理世界》,第11期,第119-132页。
    连燕玲、周兵、贺小刚、温丹玮,2015,“经营期望、管理自主权与战略变革”,《经济研究》,第8期,第31-44页。
    Aiken L.S.and West S.G.,1991,Multiple regression:Testing and interpreting interactions.Sage.
    Aldrich H.E.and Cliff J.E.,2003,“The pervasive effects of family on entrepreneurship:Toward a family embeddedness perspective”,Journal of Business Venturing,18(5):573-596.
    Anderson R.C.and Reeb D.M.,2003,“Founding-family ownership and firm performance:evidence from the S&P500”,The Journal of Finance,58(3):1301-1328.
    Arregle J.L.,Hitt M.A.,Sirmon D.G.,Very P.,2007,“The development of organizational social capital:Attributes of family firms”,Journal of M anagement Studies,44(1):73-95.
    Barney J.,1991,“Firm resources and sustained competitive advantage”,Journal of Management,17(1):99-120.
    Baron R.M.and Kenny D.A.,1986,“The moderator-mediator variable distinction in social psychological research:Conceptual,strategic,and statistical considerations”,Journal of Personality and Social Psychology,51(6):1173.
    Bingham J.B.,Dyer Jr W.G.,Smith I.,Adams G.L.,2011,“A stakeholder identity orientation approach to corporate social performance in family firms”,Journal of Business Ethics,99(4):565-585.
    Boeker W.,1997,“Strategic change:The influence of managerial characteristics and organizational grow th”,Academy of Management Journal,40(1):152-170.
    Carlock R.S.and Ward J.L.,2001,Strategic planning for the family business:Parallel planning to unify the family and business.Palgrave Macmillan.
    Carpenter M.A.,2000,“The price of change:The role of CEO compensation in strategic variation and deviation from industry strategy norms”,Journal of Management,26(6):1179-1198.
    Chandler A.D.,1990,Strategy and structure:Chapters in the history of the industrial enterprise.MIT press.
    Chatterjee A.and Hambrick D.C.,2007,“It's all about me:Narcissistic chief executive officers and their effects on company strategy and performance”,Administrative Science Quarterly,52(3):351-386.
    Chirico F.and Salvato C.,2008,“Know ledge integration and dynamic organizational adaptation in family firms”,Family Business Review,21(2):169-181.
    Chrisman J.J.and Patel P.C.,2012,“Variations in R&D investments of family and nonfamily firms:Behavioral agency and myopic loss aversion perspectives”,Academy of M anagement Journal,55(4):976-997.
    Chrisman J.J.,Chua J.H.,De M assis A.,Frattini F.,Wright M.,2015,“The ability and willingness paradox in family firm innovation”,Journal of Product Innovation M anagement,32(3):310-318.
    Chrisman J.J.,Chua J.H.,Kellermanns F.,2009,“Priorities,resource stocks,and performance in family and nonfamily firms”,Entrepreneurship Theory and Practice,33(3):739-760.
    Chrisman J.J.,Chua J.H.,Pearson A.W.,Barnett T.,2012,“Family involvement,family influence,and family-centered non-economic goals in small firms”,Entrepreneurship Theory and Practice,36(2):267-293.
    Chrisman J.J.,Sharma P.,Steier L.P.,Chua J.H.,2013,“The influence of family goals,governance,and resources on firm outcomes”,Entrepreneurship Theory and Practice,37(6):1249-1261.
    Chua J.H.,Chrisman J.J.,Steier L.P.,Rau S.B.,2012,“Sources of Heterogeneity in Family Firms:An Introduction”,Entrepreneurship Theory and Practice,36(6):1103-1113.
    Covin T.J.and Kilmann R.H.,1990,“Participant perceptions of positive and negative influences on large-scale change”,Group&Organization Management,15(2):233-248.
    Datta D.K.,Rajagopalan N.,Zhang Y.,2003,“New CEO openness to change and strategic persistence:The moderating role of industry characteristics”,British Journal of Management,14(2):101-114.
    DeMassis A.,Kotlar J.,Chua J.H.,Chrisman J.J.,2014,“Ability and willingness as sufficiency conditions for family-oriented particularistic behavior:Implications for theory and empirical studies”,Journal of Small Business M anagement,52(2):344-364.
    Deephouse D.L.and Jaskiew icz P.,2013,“Do family firms have better reputations than non‐family firms?An integration of socioemotional w ealth and social identity theories”,Journal of Management Studies,50(3):337-360.
    Dierickx I.and Cool K.,1989,“Asset stock accumulation and sustainability of competitive advantage”,Management Science,35(12):1504-1511.
    Distelberg B.and Sorenson R.L.,2009,“Updating systems concepts in family businesses A focus on values,resource flow s,and adaptability”,Family Business Review,22(1):65-81.
    Eddleston K.A.and M organ R.M.,2014,“Trust,commitment and relationships in family business:Challenging conventional wisdom”,Journal of Family Business Strategy,5(3):213-216.
    Eddleston K.A.,Kellermanns F.W.,Zellw eger T.M.,2012,“Exploring the entrepreneurial behavior of family firms:does the stew ardship perspective explain differences?”,Entrepreneurship Theory and Practice,36(2):347-367.
    Finkelstein S.and Hambrick D.C.,1990,“Top-management-team tenure and organizational outcomes:The moderating role of managerial discretion”,Administrative Science Quarterly:484-503.
    Frank H.,Kessler A.,Rusch T.,Suess Reyes J.,Weismeier Sammer D.,2016,“Capturing the familiness of family businesses:Development of the family influence familiness scale(FIFS)”,Entrepreneurship Theory and Practice.
    Freeman R.E.,1984,Strategic management:A stakeholder approach.Cambridge University Press.
    Greve H.R.,1998,“Performance,Aspirations,and Risky Organizational Change”,Administrative Science Quarterly:58-86.
    Habbershon T.G.and Williams M.L.,1999,“A resource-based framew ork for assessing the strategic advantages of family firms”,Family Business Review,12(1):1-25.
    Hambrick D.C.and M ason P.A.,1984,“Upper echelons:The organization as a reflection of its top managers”,Academy of M anagement Review,9(2):193-206.
    Herrmann P.and Nadkarni S.,2014,“M anaging strategic change:The duality of CEO personality”,Strategic M anagement Journal,35(9):1318-1342.
    Jones C.D.,M akri M.,Gomez M ejia L.R.,2008,“Affiliate directors and perceived risk bearing in publicly traded,family-controlled firms:The case of diversification”,Entrepreneurship Theory and Practice,32(6):1007-1026.
    Judge T.A.,Bono J.E.,Ilies R.,Gerhardt M.W.,2002,“Personality and leadership:a qualitative and quantitative review”,Journal of Applied Psychology,87(4):765-780.
    Klein S.B.,Astrachan J.H.,Smyrnios K.X.,2005,“The F-PEC scale of family influence:Construction,validation,and further implication for theory”,Entrepreneurship Theory and Practice,29(3):321-339.
    Konig A.,Kammerlander N.,Enders A.,2013,“The family innovator's dilemma:How family influence affects the adoption of discontinuous technologies by incumbent firms”,Academy of Management Review,38(3):418-441.
    Koropp C.,Grichnik D.,Kellermanns F.,2013,“Financial attitudes in family firms:The moderating role of family commitment”,Journal of Small Business Management,51(1):114-137.
    Le-Breton M.and M iller D.,2006,“Why do some family businesses out-compete?Governance,long-term orientations,and sustainable capability”,Entrepreneurship Theory and Practice,30(6):731-746.
    Li J.and Tang Y.,2010,“CEO hubris and firm risk taking in China:The moderating role of managerial discretion”,Academy of Management Journal,53(1):45-68.
    Lumpkin G.T.and Brigham K.H.,2011,“Long-term orientation and intertemporal choice in family firms”,Entrepreneurship Theory and Practice,35(6):1149-1169.
    Lumpkin G.T.,Brigham K.H.,M oss T.W.,2010,“Long-term orientation:Implications for the entrepreneurial orientation and performance of family businesses”,Entrepreneurship and Regional Development,22(3-4):241-264.
    McCrae R.R.,1996,“Social consequences of experiential openness”,Psychological Bulletin,120(3):323.
    McCrae R.R.and Costa P.T.,1987,“Validation of the five-factor model of personality across instruments and observers”,Journal of Personality and Social Psychology,52(1):81.
    Miller D.and Le Breton-M iller I.,2005,M anaging for the long run:Lessons in competitive advantage from great family businesses.Harvard Business Press.
    Miller V.D.,Johnson J.R.,Grau J.,1994,“Antecedents to willingness to participate in a planned organizational change”,Journal of Applied Communication Research,22:59-80.
    Mitchell R.K.,Agle B.R.,Chrisman J.J.,Spence L.J.,2011,“Tow ard a theory of stakeholder salience in family firms”,Business Ethics Quarterly,21(2):235-255.
    Mitchell R.K.,Agle B.R.,Wood D.J.,1997,“Tow ard a theory of stakeholder identification and salience:Defining the principle of who and what really counts”,Academy of M anagement Review,22(4):853-886.
    Musteen M.,Barker V.L.,Baeten V.L.,2006,“CEO attributes associated with attitude toward change:The direct and moderating effects of CEO tenure”,Journal of Business Research,59(5):604-612.
    Nadkarni S.and Herrmann P.,2010,“CEO personality,strategic flexibility,and firm performance:The case of the Indian business process outsourcing industry”,Academy of M anagement Journal,53(5):1050-1073.
    Preacher K.J.,Rucker D.D.,Hayes A.F.,2007,“Addressing moderated mediation hypotheses:Theory,methods,and prescriptions”,Multivariate Behavioral Research,42(1):185-227.
    Schw artz S.H.,Cieciuch J.,Vecchione M.,Davidov E.,Fischer R.,Beierlein C.,Ramos A.,Verkasalo M.,Lonnqvist J.,Demirutku K.,2012,“Refining the theory of basic individual values”,Journal of Personality and Social Psychology,103(4):663.
    SeppalaT.,Lipponen J.,Bardi A.,Pirttil Backman A.M.,2012,“Change‐oriented organizational citizenship behaviour:An interactive product of openness to change values,w ork unit identification,and sense of pow er”,Journal of Occupational and Organizational Psychology,85(1):136-155.
    Sharma P.,2008,“Commentary:Familiness:Capital stocks and flows between family and business”,Entrepreneurship Theory and Practice,32(6):971-977.
    Sirmon D.G.and Hitt M.A.,2003,“Managing resources:Linking unique resources,management,and w ealth creation in family firms”,Entrepreneurship Theory and Practice,27(4):339-358.
    Sirmon D.G.,Hitt M.A.,Arregle J.L.,Campbell J.T.,2010,“The dynamic interplay of capability strengths and w eaknesses:investigating the bases of temporary competitive advantage”,Strategic M anagement Journal,31(13):1386-1409.
    Sirmon D.G.,Hitt M.A.,Ireland R.D.,2007,“M anaging firm resources in dynamic environments to create value:Looking inside the black box”,Academy of M anagement Review,32(1):273-292.
    Sirmon D.G.,Hitt M.A.,Ireland R.D.,Gilbert B.A.,2011,“Resource orchestration to create competitive advantage breadth,depth,and life cycle effects”,Journal of M anagement,37(5):1390-1412.
    Smith D.,Hair J.F.,Ferguson K.,2014,“An investigation of the effect of family influence on Commitment-Trust in retailer-vendor strategic partnerships”,Journal of Family Business Strategy,5(3):252-263.
    Wanberg C.R.and Banas J.T.,2000,“Predictors and outcomes of openness to changes in a reorganizing workplace”,Journal of Applied Psychology,85(1):132.
    Wang T.and Bansal P.,2012,“Social responsibility in new ventures:profiting from a long‐term orientation”,Strategic Management Journal,33(10):1135-1153.
    Wiersema M.F.and Bantel K.A.,1992,“Top management team demography and corporate strategic change”,Academy of Management Journal,35(1):91-121.
    Zahra S.A.,Hayton J.C.,Neubaum D.O.,Dibrell C.,Craig J.,2008,“Culture of family commitment and strategic flexibility:The moderating effect of stew ardship”,Entrepreneurship Theory and Practice,32(6):1035-1054.
    Zahra S.A.,Hayton J.C.,Salvato C.,2004,“Entrepreneurship in family vs.Non‐Family firms:A ResourceBased analysis of the effect of organizational culture”,Entrepreneurship Theory and Practice,28(4):363-381.
    Zellw eger T.M.,Nason R.S.,Nordqvist M.,Brush C.G.,2013,“Why Do Family Firms Strive for Nonfinancial Goals?An Organizational Identity Perspective”,Entrepreneurship Theory&Practice,37(2):229-248.
    Zellw eger T.,2007,“Time horizon,costs of equity capital,and generic investment strategies of firms”,Family Business Review,20(1):1-15.
    Zhang Y.and Rajagopalan N.,2010,“Once an outsider,alw ays an outsider?CEO origin,strategic change,and firm performance”,Strategic Management Journal,31(3):334-346.
    Zhao H.,Seibert S.E.,Lumpkin G.T.,2010,“The relationship of personality to entrepreneurial intentions and performance:Ameta-analytic review”,Journal of M anagement,36(2):381-404.
    Zhu D.H.and Chen G.,2015,“CEO narcissism and the impact of prior board experience on corporate strategy”,Administrative Science Quarterly,60(1):31-65.

© 2004-2018 中国地质图书馆版权所有 京ICP备05064691号 京公网安备11010802017129号

地址:北京市海淀区学院路29号 邮编:100083

电话:办公室:(+86 10)66554848;文献借阅、咨询服务、科技查新:66554700