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A bound for the eigenvalue counting function for Krein-von Neumann and Friedrichs extensions
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For an arbitrary open, nonempty, bounded set 8d11304a01" title="Click to view the MathML source">Ω⊂Rn, n∈N, and sufficiently smooth coefficients a,b,q, we consider the closed, strictly positive, higher-order differential operator 9aaa775cb1ee552fc970147260c5d" title="Click to view the MathML source">AΩ,2m(a,b,q) in 9aba44d21c895447b153ac28" title="Click to view the MathML source">L2(Ω) defined on View the MathML source, associated with the differential expression
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and its Krein–von Neumann extension AK,Ω,2m(a,b,q) in 9aba44d21c895447b153ac28" title="Click to view the MathML source">L2(Ω). Denoting by N(λ;AK,Ω,2m(a,b,q)), e5887571a78720" title="Click to view the MathML source">λ>0, the eigenvalue counting function corresponding to the strictly positive eigenvalues of AK,Ω,2m(a,b,q), we derive the bound
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where a37e118520b7bf93583079aad096e5" title="Click to view the MathML source">C=C(a,b,q,Ω)>0 (with a3a" title="Click to view the MathML source">C(In,0,0,Ω)=|Ω|) is connected to the eigenfunction expansion of the self-adjoint operator ab11ca22431b52517af80">View the MathML source in a3c8a761dd6" title="Click to view the MathML source">L2(Rn) defined on 8d3fa08ca5c2aa4866bc01139f4d46b" title="Click to view the MathML source">W2m,2(Rn), corresponding to a318fe" title="Click to view the MathML source">τ2m(a,b,q). Here vn:=πn/2/Γ((n+2)/2) denotes the (Euclidean) volume of the unit ball in e5ee4c2a0c93f5c7dd08d47" title="Click to view the MathML source">Rn.

Our method of proof relies on variational considerations exploiting the fundamental link between the Krein–von Neumann extension and an underlying abstract buckling problem, and on the distorted Fourier transform defined in terms of the eigenfunction transform of 9af1b5a5fb">View the MathML source in a3c8a761dd6" title="Click to view the MathML source">L2(Rn).

We also consider the analogous bound for the eigenvalue counting function for the Friedrichs extension 9aa1004e0773e4317b0b20c7f7e4b3" title="Click to view the MathML source">AF,Ω,2m(a,b,q) in 9aba44d21c895447b153ac28" title="Click to view the MathML source">L2(Ω) of 9aaa775cb1ee552fc970147260c5d" title="Click to view the MathML source">AΩ,2m(a,b,q).

No assumptions on the boundary ∂Ω of Ω are made.

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