区域产学研结合技术创新评价研究
|
摘要
21世纪,伴随着知识经济时代的到来,经济、科技和教育的国际化进程加快,科技经济一体化成为时代发展的主流,知识对经济增长的影响也日益增大。产学研结合技术创新能有效配置科技资源,促进经济发展,提升我国自主创新能力,创建国家竞争优势。国家创新体系的核心是知识创新和技术创新,产学研结合正是知识创新和技术创新的主要途径和必然发展方向,是加速科技与经济快速发展的有效途径,这已经成为世界各国的共识。
本文在认真研究了国内外关于产学研结合相关问题的基础上,针对我国区域产学研结合技术创新的现状,运用DEA的方法,对各区域产学研结合技术创新的效率进行评价和分析,旨在促进产学研结合技术创新面向区域发展,提高产学研各方合作的经济效益和社会效益,减少资源浪费,从而促进区域经济的发展。
本文首先通过大量的文献综述和理论探讨,深入研究了与论文相关的理论基础,包括区域创新体系理论、产学研结合技术创新的概念、动因与障碍和协作理论,形成了论文的理论研究框架。
然后,本文系统地分析了产学研结合技术创新的模式及特点,紧紧围绕区域产学研结合技术创新评价的目的和原则,建立了一套科学、简洁的评价指标体系,从产学研合作创新的投入和产出两方面选取评价指标,并利用DEA的有关理论和方法建立了具体的评价模型,对现阶段我国区域产学研结合技术创新的效率进行了实证评价,比较了各区域间的差异。
最后,本文通过对区域产学研结合技术创新的实证分析,客观总结了现阶段我国区域产学研结合技术创新过程中存在的问题,并根据实证研究过程中发现的问题,提出了相应的对策措施,提高区域产学研合作创新资源的共享程度与使用效率,进而促进区域经济的增长。
In the 21st century, with the arrival of the era of knowledge economy, the internationalization of economy, technology and education all grow speedily, meanwhile, the integration of science, technology and economy has become the mainstream in this era, the knowledge also day by day increases to economic growth's influence. Cooperation innovation among industry, university and research is able to dispose the technical resources effectively, promote economic development and our country independent innovation ability, it can also establish the country competitive advantage. The country innovation system's core is the knowledge innovation and the technological innovation, the union among industry, university and research is precisely main way and inevitably the development direction of the knowledge innovation and the technological innovation, it is the efficient path of accelerating the development of technical and the economical. This already became various countries the mutual recognition.
This article was studying earnestly domestic and foreign about union in industry-university-research related question, produced in view of the present situation of our country regional collaborating innovation among industry, university and research, utilized the method of DEA, produced the efficiency to various regional collaborating technological innovation among industry, university and research to carry on the appraisal and the analysis, was for the purpose of promoting to produce study grinds the union technological innovation face the area development, enhanced industry-university-research all quarters cooperation the economic efficiency and the social efficiency, reduced the resources waste, thus promoted the regional economies development.
Firstly, through the massive literature summary and the theory discussion, the deeply research with the paper correlation theories foundation, including the regional innovation systems theory, the concept, the agent and the barrier of collaborating technological innovation among industry, university and research and the cooperation theory, have formed the paper fundamental research frame.
Then, this article analyzed systematically the pattern and the characteristic of collaborating technological innovation among industry, university and research, closely regarding the goal and the principle of the appraisal of the regional technological innovation union in industry-university-research, has established a set of science and succinct evaluating indicator system, from two aspects of the investment and delivers to select the evaluating indicator, and has established the concrete evaluation model using the DEA related theory and the method, produced to the efficiency of the present stage our country regional industry-university-research union technological innovation to carry on the real diagnosis appraisal, and compared with each regional difference.
Finally, this article through the empirical analysis, objectively summarized the question which in our country regional industry-university-research union technological innovation process existed in present stage, and the questions which discovered according to the empirical study process, proposed the corresponding countermeasure measure, enhanced the sharing degree and the use efficiency of the regional industry-university-research cooperation innovation resources, then promoted the growth of the regional economy.
本文在认真研究了国内外关于产学研结合相关问题的基础上,针对我国区域产学研结合技术创新的现状,运用DEA的方法,对各区域产学研结合技术创新的效率进行评价和分析,旨在促进产学研结合技术创新面向区域发展,提高产学研各方合作的经济效益和社会效益,减少资源浪费,从而促进区域经济的发展。
本文首先通过大量的文献综述和理论探讨,深入研究了与论文相关的理论基础,包括区域创新体系理论、产学研结合技术创新的概念、动因与障碍和协作理论,形成了论文的理论研究框架。
然后,本文系统地分析了产学研结合技术创新的模式及特点,紧紧围绕区域产学研结合技术创新评价的目的和原则,建立了一套科学、简洁的评价指标体系,从产学研合作创新的投入和产出两方面选取评价指标,并利用DEA的有关理论和方法建立了具体的评价模型,对现阶段我国区域产学研结合技术创新的效率进行了实证评价,比较了各区域间的差异。
最后,本文通过对区域产学研结合技术创新的实证分析,客观总结了现阶段我国区域产学研结合技术创新过程中存在的问题,并根据实证研究过程中发现的问题,提出了相应的对策措施,提高区域产学研合作创新资源的共享程度与使用效率,进而促进区域经济的增长。
In the 21st century, with the arrival of the era of knowledge economy, the internationalization of economy, technology and education all grow speedily, meanwhile, the integration of science, technology and economy has become the mainstream in this era, the knowledge also day by day increases to economic growth's influence. Cooperation innovation among industry, university and research is able to dispose the technical resources effectively, promote economic development and our country independent innovation ability, it can also establish the country competitive advantage. The country innovation system's core is the knowledge innovation and the technological innovation, the union among industry, university and research is precisely main way and inevitably the development direction of the knowledge innovation and the technological innovation, it is the efficient path of accelerating the development of technical and the economical. This already became various countries the mutual recognition.
This article was studying earnestly domestic and foreign about union in industry-university-research related question, produced in view of the present situation of our country regional collaborating innovation among industry, university and research, utilized the method of DEA, produced the efficiency to various regional collaborating technological innovation among industry, university and research to carry on the appraisal and the analysis, was for the purpose of promoting to produce study grinds the union technological innovation face the area development, enhanced industry-university-research all quarters cooperation the economic efficiency and the social efficiency, reduced the resources waste, thus promoted the regional economies development.
Firstly, through the massive literature summary and the theory discussion, the deeply research with the paper correlation theories foundation, including the regional innovation systems theory, the concept, the agent and the barrier of collaborating technological innovation among industry, university and research and the cooperation theory, have formed the paper fundamental research frame.
Then, this article analyzed systematically the pattern and the characteristic of collaborating technological innovation among industry, university and research, closely regarding the goal and the principle of the appraisal of the regional technological innovation union in industry-university-research, has established a set of science and succinct evaluating indicator system, from two aspects of the investment and delivers to select the evaluating indicator, and has established the concrete evaluation model using the DEA related theory and the method, produced to the efficiency of the present stage our country regional industry-university-research union technological innovation to carry on the real diagnosis appraisal, and compared with each regional difference.
Finally, this article through the empirical analysis, objectively summarized the question which in our country regional industry-university-research union technological innovation process existed in present stage, and the questions which discovered according to the empirical study process, proposed the corresponding countermeasure measure, enhanced the sharing degree and the use efficiency of the regional industry-university-research cooperation innovation resources, then promoted the growth of the regional economy.
引文
[1]宋伟.论科技经济结合对社会进步的作用.科学学研究.1995(4)：35-38页
[2]Yong S.Lee.”Technology transfer" and the research university:a research for the boundaries of University-Industry collaboration. Research Policy,1996
[3]Geisler,E. and Rubsenstein, A. University-Industry Relations:A Review of Major in Albert Link&Gregory Tassey (Eds). Cooperation Research and Development. Kluwer Academic Publishers,1989
[4]Lois, Peter, and Fusfeld H.University-Industry Research Relationship's National Science Foundation USA. Research Policy,1982 (3)
[5]Atlan, T.Bring Together Industry and University Engineering Schools in Getting More out for R&D and Technology. The conference Board, Research Report,1987:904P
[6]刘海林.产学研合作的博弈分析.武汉理工大学硕士学位论文.2006
[7]Freeman C.Technology and Economic Performance:Lessons from Japan. Printer Publish,1987
[8]王能慧.产学研一体化的理论与发展战略研究.福建师范大学硕士学位论文.2006
[9]刘啸霆,姜照华.产学研联合的意义、模式与趋势.高等师范教育研究.1994(06)：58-62页
[10]杨东占.产学研合作是一项促进经济发展的战略措施.中国科技论坛.1995(01)：18-21页
[11]李方葛,邵森万.产学研合作概论.四川大学出版社,1995
[12]李廉水.论产学研合作创新的组织方式.科研管理.1998(01)：30-34页
[13]张丽立.产学研合作中企业与高校全面合作模式探讨.研究与发展管理.1998(03)：15-18页
[14]穆荣平,赵兰香.产学研合作中若干问题思考.科技管理研究.1998(02)：31-34页
[15]嵇忆虹,吴伟,朱庆华.产学研合作的利益分配方式分析.研究与发展管理.1999(01)：36-38页
[16]丁堃.产学研合作的动力机制分析.科学管理研究.2000(06)：42-43页,53页
[17]郭晓川.合作技术创新.经济管理出版社,2001
[18]周竺,黄瑞华.产学研合作中的知识产权冲突及协调.研究与发展管理,2004(01)：0-94页
[19]刘福满.产学研有效合作的制度经济学分析.东北师范大学硕士学位论文.2006
[20]Braczyk, H.-J., Cooke, P., Heidenreich, M. (Eds). Regional innovation systems:the role of the governance in a globalized world. London: UCLPress,1998
[21]Wiig H, wood M. What comprises a regional innovation system?. Anempirical study,1999.http://web.sol./step/195/195.htm
[22]冯之浚主编.国家创新系统的理论与政策.北京经济科学出版社,1999
[23]潘德均.西部地区区域创新系统建设.科学学与科学技术管理.2001(1)：38-40页
[24]周亚庆,张方华.区域技术创新系统研究.科技进步与对策.2001(2)：4445页
[25]熊波,陈柳.完善区域创新系统促进西部经济大开发.研究与发展管理.2001(04)：5-9页
[26]汤易兵.区域创新视角的我国政府-产业-大学关系研究.浙江大学博士学位论文.2007
[27]黄鲁成.关于区域创新系统研究内容的探讨.科研管理.2000(02)：43-48页
[28]顾新.区域创新系统的失灵及完善措施.四川大学学报.2001,114(3)：137-141页
[29]刘曙光,田丽琴.区域创新发展的模式与国际案例研究.世界地理研究.2001(01)：20-23页
[30]莫晓燕.区域创新体系建立与能力评价研究.天津大学硕士学位论文.2005
[31]盖文启.创新网络—区域经济发展新思维.北京大学出版社,2002
[32]王缉慈.创新的空间—企业集群与区域发展.北京大学出版社,2001
[33]胡明铭.区域创新系统评价及发展模式与政策研究.中南大学博士学位论文.2006
[34]王玉民,邵庆国,王菲菲.产学研相结合的有效途径研究.科技进步与对策.2003(7)：91-92页
[35]李志强,李凌己.国内产学研结合发展的新趋势.清华大学教育研究.2005.8,26(4)：97-103页
[36]陈翔峰.我国开展产学研合作的理论与实践研究.浙江大学硕士学位论文.2005
[37]周静珍.我国产学研合作创新的模式探讨.南京工业大学硕士学位论文.2004
[38]黄璨.产学研合作的必要性研究.科技经济市场.2009(01)：43-45页
[39]俞建伟.谈高校产学研合作对区域经济发展的影响.商业时代.2007(14)：98-99页
[40]张俊,李忠云.我国产学研结合中的若干问题研究.理论月刊.2006(01)：67-71页
[41]张景安.建立以企业为主导的产学研互动创新机制.科技日报,2004-06-07
[42]辛爱芳.产学研合作中的合作风险分析.企业经济.2005(8)：24-25页
[43]魏非.浙江产学研合作创新机制研究.浙江工业大学硕士学位论文.2003
[44]西尔弗.大学与经济发展：美国公立大学校长的视角.四川大学出版社,2006
[45]胡玲凌.我国大学科研融资结构及其效率研究.湖南大学硕士学位论文.2006
[46]高树仁.基于三螺旋模式的大学知识创新理论研究.大连理工大学硕士学位论文.2008
[47]张创勋.企业技术创新评价指标体系及绩效评价模型研究.创新论坛.2006(10)：21-22页,31页
[48]官建成,刘顺忠.区域创新系统测度的研究框架和内容.中国科技论坛.2003(02)：24-26页
[49]雷春晓.我国区域创新体系建设综合评价研究及实证分析.武汉理工大学硕士学位论文.2005
[50]黄泽霞.重点大学产学研合作绩效评价研究.四川大学硕士学位论文.2007
[51]郭斌.知识经济下产学研合作的模式、机制与绩效评价.科学出版社, 2007：10页
[52]马占新.数据包络分析方法的研究进展.系统工程与电子技术.2002(03)：42-48页
[53]魏权龄.数据包络分析.科学出版社,2004
[54]秦宝庭,吴景曾.知识与经济增长.科学技术文献出版社,1999
[55]刘顺忠.管理运筹学和MATLAB软件应用.武汉大学出版社,2007：73-78页
[56]马鹏龙.区域创新系统效率评价.吉林大学硕士学位论文.2005
[57]薛合庸.京津冀产学研合作机制的建立及河北省的对策.产业和科技论坛.2007(2)：41-43页
[58]巴连良.高校科研创新激励机制研究.东北师范大学硕士学位论文.2006
[59]马红梅.科技创新战略调整新时期企业主导型产学研合作研究.贵州科学.2007(05)：344-348页
[60]张仁开,张剑波,杨耀武.我国科技中介服务体系建设的现状、问题与对策研究.科技与经济.2007(02)：15-17页
[61]Michael Song, R.Jeffrey Thieme. A cross-national investigation of the R&D-marketing interface in the product innovation process. Industrial Marketing Management,2006 (35):308-322P
[62]Kuo-Min Chen, Ren-Jye Liu. Interface strategies in modular product innovation. Technovation,2005 (25):771-782P
[2]Yong S.Lee.”Technology transfer" and the research university:a research for the boundaries of University-Industry collaboration. Research Policy,1996
[3]Geisler,E. and Rubsenstein, A. University-Industry Relations:A Review of Major in Albert Link&Gregory Tassey (Eds). Cooperation Research and Development. Kluwer Academic Publishers,1989
[4]Lois, Peter, and Fusfeld H.University-Industry Research Relationship's National Science Foundation USA. Research Policy,1982 (3)
[5]Atlan, T.Bring Together Industry and University Engineering Schools in Getting More out for R&D and Technology. The conference Board, Research Report,1987:904P
[6]刘海林.产学研合作的博弈分析.武汉理工大学硕士学位论文.2006
[7]Freeman C.Technology and Economic Performance:Lessons from Japan. Printer Publish,1987
[8]王能慧.产学研一体化的理论与发展战略研究.福建师范大学硕士学位论文.2006
[9]刘啸霆,姜照华.产学研联合的意义、模式与趋势.高等师范教育研究.1994(06)：58-62页
[10]杨东占.产学研合作是一项促进经济发展的战略措施.中国科技论坛.1995(01)：18-21页
[11]李方葛,邵森万.产学研合作概论.四川大学出版社,1995
[12]李廉水.论产学研合作创新的组织方式.科研管理.1998(01)：30-34页
[13]张丽立.产学研合作中企业与高校全面合作模式探讨.研究与发展管理.1998(03)：15-18页
[14]穆荣平,赵兰香.产学研合作中若干问题思考.科技管理研究.1998(02)：31-34页
[15]嵇忆虹,吴伟,朱庆华.产学研合作的利益分配方式分析.研究与发展管理.1999(01)：36-38页
[16]丁堃.产学研合作的动力机制分析.科学管理研究.2000(06)：42-43页,53页
[17]郭晓川.合作技术创新.经济管理出版社,2001
[18]周竺,黄瑞华.产学研合作中的知识产权冲突及协调.研究与发展管理,2004(01)：0-94页
[19]刘福满.产学研有效合作的制度经济学分析.东北师范大学硕士学位论文.2006
[20]Braczyk, H.-J., Cooke, P., Heidenreich, M. (Eds). Regional innovation systems:the role of the governance in a globalized world. London: UCLPress,1998
[21]Wiig H, wood M. What comprises a regional innovation system?. Anempirical study,1999.http://web.sol./step/195/195.htm
[22]冯之浚主编.国家创新系统的理论与政策.北京经济科学出版社,1999
[23]潘德均.西部地区区域创新系统建设.科学学与科学技术管理.2001(1)：38-40页
[24]周亚庆,张方华.区域技术创新系统研究.科技进步与对策.2001(2)：4445页
[25]熊波,陈柳.完善区域创新系统促进西部经济大开发.研究与发展管理.2001(04)：5-9页
[26]汤易兵.区域创新视角的我国政府-产业-大学关系研究.浙江大学博士学位论文.2007
[27]黄鲁成.关于区域创新系统研究内容的探讨.科研管理.2000(02)：43-48页
[28]顾新.区域创新系统的失灵及完善措施.四川大学学报.2001,114(3)：137-141页
[29]刘曙光,田丽琴.区域创新发展的模式与国际案例研究.世界地理研究.2001(01)：20-23页
[30]莫晓燕.区域创新体系建立与能力评价研究.天津大学硕士学位论文.2005
[31]盖文启.创新网络—区域经济发展新思维.北京大学出版社,2002
[32]王缉慈.创新的空间—企业集群与区域发展.北京大学出版社,2001
[33]胡明铭.区域创新系统评价及发展模式与政策研究.中南大学博士学位论文.2006
[34]王玉民,邵庆国,王菲菲.产学研相结合的有效途径研究.科技进步与对策.2003(7)：91-92页
[35]李志强,李凌己.国内产学研结合发展的新趋势.清华大学教育研究.2005.8,26(4)：97-103页
[36]陈翔峰.我国开展产学研合作的理论与实践研究.浙江大学硕士学位论文.2005
[37]周静珍.我国产学研合作创新的模式探讨.南京工业大学硕士学位论文.2004
[38]黄璨.产学研合作的必要性研究.科技经济市场.2009(01)：43-45页
[39]俞建伟.谈高校产学研合作对区域经济发展的影响.商业时代.2007(14)：98-99页
[40]张俊,李忠云.我国产学研结合中的若干问题研究.理论月刊.2006(01)：67-71页
[41]张景安.建立以企业为主导的产学研互动创新机制.科技日报,2004-06-07
[42]辛爱芳.产学研合作中的合作风险分析.企业经济.2005(8)：24-25页
[43]魏非.浙江产学研合作创新机制研究.浙江工业大学硕士学位论文.2003
[44]西尔弗.大学与经济发展：美国公立大学校长的视角.四川大学出版社,2006
[45]胡玲凌.我国大学科研融资结构及其效率研究.湖南大学硕士学位论文.2006
[46]高树仁.基于三螺旋模式的大学知识创新理论研究.大连理工大学硕士学位论文.2008
[47]张创勋.企业技术创新评价指标体系及绩效评价模型研究.创新论坛.2006(10)：21-22页,31页
[48]官建成,刘顺忠.区域创新系统测度的研究框架和内容.中国科技论坛.2003(02)：24-26页
[49]雷春晓.我国区域创新体系建设综合评价研究及实证分析.武汉理工大学硕士学位论文.2005
[50]黄泽霞.重点大学产学研合作绩效评价研究.四川大学硕士学位论文.2007
[51]郭斌.知识经济下产学研合作的模式、机制与绩效评价.科学出版社, 2007：10页
[52]马占新.数据包络分析方法的研究进展.系统工程与电子技术.2002(03)：42-48页
[53]魏权龄.数据包络分析.科学出版社,2004
[54]秦宝庭,吴景曾.知识与经济增长.科学技术文献出版社,1999
[55]刘顺忠.管理运筹学和MATLAB软件应用.武汉大学出版社,2007：73-78页
[56]马鹏龙.区域创新系统效率评价.吉林大学硕士学位论文.2005
[57]薛合庸.京津冀产学研合作机制的建立及河北省的对策.产业和科技论坛.2007(2)：41-43页
[58]巴连良.高校科研创新激励机制研究.东北师范大学硕士学位论文.2006
[59]马红梅.科技创新战略调整新时期企业主导型产学研合作研究.贵州科学.2007(05)：344-348页
[60]张仁开,张剑波,杨耀武.我国科技中介服务体系建设的现状、问题与对策研究.科技与经济.2007(02)：15-17页
[61]Michael Song, R.Jeffrey Thieme. A cross-national investigation of the R&D-marketing interface in the product innovation process. Industrial Marketing Management,2006 (35):308-322P
[62]Kuo-Min Chen, Ren-Jye Liu. Interface strategies in modular product innovation. Technovation,2005 (25):771-782P
© 2004-2018 中国地质图书馆版权所有 京ICP备05064691号 京公网安备11010802017129号 地址：北京市海淀区学院路29号 邮编：100083 电话：办公室：(+86 10)66554848；文献借阅、咨询服务、科技查新：66554700 |