战略性新兴产业创新平台研究
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摘要
战略性新兴产业是我国新技术产业中具有战略意义和未来指向性的产业,构建有效的产业发展模式是我国当前经济社会运行中迫切需要解决的深层次课题。平台是创新资源系统集成和共享的网络化支撑体系,平台模式被认为是战略性新兴产业培育的有效模式。我国的产业创新平台(MOP)研究处于起步阶段,尚缺乏对战略性新兴产业创新平台进行深入系统的研究。本文通过理论研究和实证分析,综合运用复杂系统分析法、投入产出等研究方法对产业创新平台的构成、结构、运行机理、发展模式、动力机制与评价体系等问题进行深入研究。研究结果对于我国培育战略性新兴产业具有重要的理论与实践意义。
本文对我国战略性新兴产业创新平台(MOP)进行了以下研究:第一,构建产业创新平台系统框架。提出产业创新平台是创新资源系统集成和共享的网络化支撑体系,是技术创新生态链上各环节信息和资源耦合、流动的纽带,是官产学研金创各方围绕产业战略性关键技术的突破开展长期战略合作的载体。主要由公共决策模块、支撑平台模块、创新要素模块、产业环境模块四个模块构成。本文对产业创新平台进化过程和创新复杂性进行了分析;并对产业创新平台创新体系进行研究;详细阐述了产业创新平台中创新主体相互作用、创新主体与环境适应过程、产业创新平台(MOP)涌现与进化的运行机理;分析和研究了产业创新平台运行优化模型。第二,根据动力机制的不同,提出产业创新平台发展模式主要有:创意衍生、技术创新和技能扩散三种模式。并在复杂系统理论研究理论基础上,探讨了创意衍生模式的动力机制;在动态博弈理论基础上,探讨了技术创新模式的动力机制;从动力学角度,建立技能人才人力资本组织化技能扩散动力学模型。并且利用Malmquist指数和DEA方法对产业创新平台进行了动态和静态评价。第三,运用产业创新平台的理论成果,以核高基产业创新平台为例进行了实证分析,依据产业创新平台的运行机理,进行了核高基产业创新平台的创新产出的规划、创新主体框架的设计、平台内容的建设,提出了以“面向产业,服务企业,支撑创新”为宗旨的核高基产业创新平台战略目标,并给出核高基产业创新平台发展的政策建议,较为完整地阐释了反映产业创新平台理论及其应用思路。
Strategic Emerging Industry is a strategic and future directional industry in China’s hi-tech industries, and creating its effective industries development model is considered as a deep-level study that need solving urgently at present China’s socio-economic development. Platform is the support system for system integration innovation and resource sharing, which is regarded as an effective model to foster the strategic emerging industries to be imitated in the world. The research on China’s industrial innovation platform is still in the starting phase, so it lacks a thorough, in-depth and systematic research. By means of theoretical research and positive analysis, this thesis integrates system analysis, component analysis, empirical analysis, questionnaire survey and expert investigation methods to make an intensive study on the problems of industrial innovation platform’s formation, structure, operational mechanism, developmental pattern, causal relation, main feedback path, system simulation and prediction. The study result will bring the significant theoretical contribution and practical meaning on shaping China’s industrial innovation pattern that its core technology is compatible with the Fifth Technical Revolution, and ultivating China’s strategic emerging industries.
As for the innovation of this dissertation, firstly, establish the system framework of industrial innovation platform. It suggests that industrial innovation platform is the support system for system integration innovation and resource sharing, and is also the coupling and flow ties of various information and resources on the chain of technical innovation, and is also the long-term strategic alliance carrier for the breakthrough of strategic industrial key technology by each side effort. It is composed of four parts, namely public decision-making module, supporting platform module, innovation factor module, and industrial environment module. This thesis mainly analyzes industrial innovation platform’s evolution and its complexity, and elaborates the interrelation between innovation objects, adaptation between innovation objects and environment, mechanism of innovation network emerging and evolution, and meanwhile analyzes and researches the operation optimization for industrial innovation platform. Secondly, depending on the mechanisms, there are three development patterns of industrial innovation platform: reation derivatives, technical innovation, and skill diffusion. Moreover, it discusses the mechanism of creation derivatives pattern on the basis of the research on the theory of complex system; and explores the mechanism of technical innovation pattern on the basis of the dynamic game;and establishes the technical talents capital’s skill diffusion dynamics module in the aspect of system dynamics, and then calculates the diffused threshold value of technical talents capital within the platform, analyzes the main control parameters influencing skill diffusion, and points out the path improving the efficiency of skill diffusion. Thirdly, this thesis makes use of theoretical achievement of industrial innovation platform, conducts an empirical analysis with the case study of CCS industrial innovation platform; basing on the operating mechanism of industrial innovation platform, it executes the planning of innovative output, the design of innovative main framework, the construction of platform content for CCS’s industrial innovation platform;it puts forward the strategic goal that the aim of industrial innovation platform is industry-oriented, serving enterprises, supporting innovation, and provides the policy suggestions for the development of CCS’s industrial innovation platform, and comparatively complete explains the industrial innovation platform’s theory and applications.
本文对我国战略性新兴产业创新平台(MOP)进行了以下研究:第一,构建产业创新平台系统框架。提出产业创新平台是创新资源系统集成和共享的网络化支撑体系,是技术创新生态链上各环节信息和资源耦合、流动的纽带,是官产学研金创各方围绕产业战略性关键技术的突破开展长期战略合作的载体。主要由公共决策模块、支撑平台模块、创新要素模块、产业环境模块四个模块构成。本文对产业创新平台进化过程和创新复杂性进行了分析;并对产业创新平台创新体系进行研究;详细阐述了产业创新平台中创新主体相互作用、创新主体与环境适应过程、产业创新平台(MOP)涌现与进化的运行机理;分析和研究了产业创新平台运行优化模型。第二,根据动力机制的不同,提出产业创新平台发展模式主要有:创意衍生、技术创新和技能扩散三种模式。并在复杂系统理论研究理论基础上,探讨了创意衍生模式的动力机制;在动态博弈理论基础上,探讨了技术创新模式的动力机制;从动力学角度,建立技能人才人力资本组织化技能扩散动力学模型。并且利用Malmquist指数和DEA方法对产业创新平台进行了动态和静态评价。第三,运用产业创新平台的理论成果,以核高基产业创新平台为例进行了实证分析,依据产业创新平台的运行机理,进行了核高基产业创新平台的创新产出的规划、创新主体框架的设计、平台内容的建设,提出了以“面向产业,服务企业,支撑创新”为宗旨的核高基产业创新平台战略目标,并给出核高基产业创新平台发展的政策建议,较为完整地阐释了反映产业创新平台理论及其应用思路。
Strategic Emerging Industry is a strategic and future directional industry in China’s hi-tech industries, and creating its effective industries development model is considered as a deep-level study that need solving urgently at present China’s socio-economic development. Platform is the support system for system integration innovation and resource sharing, which is regarded as an effective model to foster the strategic emerging industries to be imitated in the world. The research on China’s industrial innovation platform is still in the starting phase, so it lacks a thorough, in-depth and systematic research. By means of theoretical research and positive analysis, this thesis integrates system analysis, component analysis, empirical analysis, questionnaire survey and expert investigation methods to make an intensive study on the problems of industrial innovation platform’s formation, structure, operational mechanism, developmental pattern, causal relation, main feedback path, system simulation and prediction. The study result will bring the significant theoretical contribution and practical meaning on shaping China’s industrial innovation pattern that its core technology is compatible with the Fifth Technical Revolution, and ultivating China’s strategic emerging industries.
As for the innovation of this dissertation, firstly, establish the system framework of industrial innovation platform. It suggests that industrial innovation platform is the support system for system integration innovation and resource sharing, and is also the coupling and flow ties of various information and resources on the chain of technical innovation, and is also the long-term strategic alliance carrier for the breakthrough of strategic industrial key technology by each side effort. It is composed of four parts, namely public decision-making module, supporting platform module, innovation factor module, and industrial environment module. This thesis mainly analyzes industrial innovation platform’s evolution and its complexity, and elaborates the interrelation between innovation objects, adaptation between innovation objects and environment, mechanism of innovation network emerging and evolution, and meanwhile analyzes and researches the operation optimization for industrial innovation platform. Secondly, depending on the mechanisms, there are three development patterns of industrial innovation platform: reation derivatives, technical innovation, and skill diffusion. Moreover, it discusses the mechanism of creation derivatives pattern on the basis of the research on the theory of complex system; and explores the mechanism of technical innovation pattern on the basis of the dynamic game;and establishes the technical talents capital’s skill diffusion dynamics module in the aspect of system dynamics, and then calculates the diffused threshold value of technical talents capital within the platform, analyzes the main control parameters influencing skill diffusion, and points out the path improving the efficiency of skill diffusion. Thirdly, this thesis makes use of theoretical achievement of industrial innovation platform, conducts an empirical analysis with the case study of CCS industrial innovation platform; basing on the operating mechanism of industrial innovation platform, it executes the planning of innovative output, the design of innovative main framework, the construction of platform content for CCS’s industrial innovation platform;it puts forward the strategic goal that the aim of industrial innovation platform is industry-oriented, serving enterprises, supporting innovation, and provides the policy suggestions for the development of CCS’s industrial innovation platform, and comparatively complete explains the industrial innovation platform’s theory and applications.
引文
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