用户名: 密码: 验证码:
中国海洋渔业资源资产产权制度的变迁与变革研究
详细信息    本馆镜像全文|  推荐本文 |  |   获取CNKI官网全文
摘要
中国是世界上拥有丰富海洋渔业资源的国家之一,渔业资源的开发利用为中国海洋经济及国民经济发展做出了突出贡献。然而,海洋渔业发展潜力有限,总量高增长性无法掩盖渔业资源质量下降、部分种群濒于灭绝的事实。现有海洋渔业资源资产产权制度和渔业资源固有的生物经济特性的不相吻合,导致捕捞竞争失控,渔民缺乏养护资源的基本诱因。在渔业资源供给有限的条件下,“谁捕到归谁所有”的游戏规则,是导致渔业经济绩效低下和渔业资源过度利用的根本性原因;只要渔业处于自由准入状态,无论是事实上的,还是法理上的,渔业问题就不可能从根本上得到解决。因此,海洋渔业资源资产产权制度的变革已成为中国海洋渔业发展亟待解决的重要课题。
     本文围绕这一主题,系统研究了中国海洋渔业资源资产产权制度的变迁,借鉴国外海洋渔业资源资产产权制度的先进经验,尝试性地提出了中国海洋渔业资源资产产权制度的变革模式。具体研究的内容和成果主要体现在以下几个方面:
     一、通过对中国海洋渔业资源资产产权制度变迁的研究,总结出变迁的总体规律:产权结构不断私有化、产出控制受到重视以及渔业效率不断提高。并由此为依据,探索中国海洋渔业资源资产产权制度变革取向。
     二、借鉴国外先进的海洋渔业资源资产产权制度经验,结合中国现实实际和中央有关指示精神,兼顾公平和效率,提出了中国海洋渔业资源资产产权制度变革的模式,即基于社区的渔业管理模式以及实施社区捕捞配额的集体产权制度。
     三、提出了中国海洋渔业资源资产集体产权制度的实施条件:国家授权、加强渔村社区建设、开展海洋渔业资源资产的调查与研究、加大渔政执法力度、大力实施减船措施,安排部分渔民转产转业;预计中国变革后的海洋渔业资源资产产权制度,能够在渔业资源养护、提高捕捞效率、维护沿海渔民利益等方面起到良好作用。
     四、构建中国海洋渔业资源资产产权制度变革的支撑体系:在国家农村宏观政策、政府合理授权、渔民转产转业、人才培养与引进等方面提供制度变革的政策保障;在明确产权归属、落实资源养护与管理、建立责任渔业制度、海岸带管理立法等方面提供制度变革的法律保障;在成立专设机构统一管理渔业产权和理顺渔政执法秩序、提高执法能力方面提供制度变革的体制保障;在科技服务和人才服务方面提供制度变革的服务保障。
     五、研究了中国海洋渔业资源资产产权制度变革的实施策略:转变政府职能、建设服务型政府、充足的资金保证、加强渔业社区管理的相关制度建设和组织能力建设、做好渔民转产转业工作以及从经济、福利、文化、生态、建设等各方面采取有力措施,实现中国沿海渔村社区的可持续发展。
China is one of the nations which are rich in marine fisheries resources. The explorations and utilizations of fisheries resources contribute great to China’s development of marine economy and national economy. However, the development potential of marine fisheries is limited, and great increase of the gross can’t gloss over the facts that the quality of marine fisheries has been decreasing and parts of populations are danger in depopulation. The current property right system is not consistent with the inherent bio-economic characteristics of fisheries resources, and this inconsistency results in losing control of fishing competition. Fishermen are short of the basic incentives to conserve the fisheries resources. In the condition of the limited supply of fisheries resources,“the law of capture”is the root reason which leads to the low performance of fisheries economy and overutilization of fisheries resources. As long as the fisheries are in the open access conditions—no matter in de facto conditions or in de jure conditions, the fisheries problems can’t be settled radically. Therefore, the innovation of property right system of marine fisheries resources asset has become one of the most important issues of China’s marine fisheries development which needs to be resolved urgently.
     This dissertation circumfuses the above theme, researches the change of property right system of China’s marine fisheries resources asset systematically, learns from the foreign advance experiences of property right system of marine fisheries resources asset, and attempts to develop the innovative model of property right system of China’s marine fisheries resources. The material contents and productions of this dissertation are as follows:
     (1) This dissertation concludes the overall change rule in terms of researching the property right system of China’s marine fisheries resources asset. Namely, the structure of property right is ever privatized; control of output is regarded and the efficiency of fishery is ever improved. On the basis of the above, this dissertation explores the reform tendency of the property right system of China’s marine fisheries resources asset.
     (2) This dissertation develops the innovative model of property right system of China’s marine fisheries resources asset in the basis of learning from the foreign advance experiences of property right system of marine fisheries resources asset combining with the China’s actual facts and the central interrelated direction spirits, and giving attention to equity and efficiency. In other words, the innovative model is the community-based fisheries management model and the collective property right system of community fishing quota.
     (3) This dissertation develops the conditions to carry out the collective property right system of China’s marine fisheries resources asset: national authorization, enforcing the construction of fishing community, carrying out the investigation and research of marine fisheries resources, enforcing the power of the fishery patrol to execute the law, implementing the enforcement to decrease the fishing vessels energetically, arrange parts of fishermen to transfer their product and work. This dissertation research reveals that the new property right system of China’s marine fisheries resources asset can play positive roles in the conservation of fisheries resources, improving the fishing efficiency, maintaining the benefits of coastal fishermen and so on.
     (4) This dissertation constructs the support system of the reform tendency of the property right system of China’s marine fisheries resources asset. Namely, providing policy safeguard system of institutional innovation in terms of macroscopical policy of national country, reasonable authorization of government, transferring product and work of fishermen, cultivating and indraughting person with ability and so on; Providing law safeguard of institutional innovation in terms of clarifying property right, conserving and managing the fisheries resources, establishing responsible fisheries system, lawmaking of coastal zone management and son on; providing system safeguard of institutional innovation in terms of establishing special agency to manage fisheries property right uniformly, rectifying law enforcement order of fishery administration and improving law enforcement ability; and providing service safeguard of institutional innovation in terms of scientech service and person with ability service.
     (5) This dissertation researches the strategic application of the reform tendency of the property right system of China’s marine fisheries resources asset. Namely, changing the function of the government, setting up service government, ensuring enough fund, enforcing the construction of interrelated institution and capacity of organization, transferring fishermen’s product and work well and adopting active measures to achieve the sustainable development of China’s coastal fishing village community from perspectives of economy, welfare, culture, zoology and construction.
引文
[1]联合国粮食及农业组织.世界渔业与水产资源状(2006)[Z].粮农组织渔业及水产养殖部,罗马,2007.21,28.
    [2]张永民,赵士洞.全球生态系统服务的状况与趋势.地球科学进展,2007,22(5):517.
    [3]慕永通.渔业管理——以基于权利的管理为中心.青岛:中国海洋大学出版社,293-294
    [4] The Organization for Economic Cooperation and Development (OECD). Toward Sustainable Fisheries: Economic Aspects of the Management of Living Marine Resources [M]. OECD, Paris, 1997, 72-84.
    [5]孙吉亭.中国海洋渔业可持续发展研究[D].中国海洋大学,2003,11-14.
    [6] Coase, Ronald. The Problem of Social Cost [J]. Journal of Law and Economics, 1960(3): 1-44.
    [7]慕永通,马林娜.个别可转让配额理论的起源与发展[J].中国海洋大学学报:社会科学版,2004(1):1-8.
    [8]杨正勇.中国海洋渔业资源管理中个体可转让配额制度交易成本的影响因素分析——Williamson的视角[J].海洋开发与管理,2006(6):150-153.
    [9]唐建业,黄硕琳.渔业社区管理在中国的实施探讨[J].海洋通报,2006(4):63-68.
    [10]科斯.企业的性质[A].盛洪主编.现代制度经济学[C].北京:北京大学出版社,2003.
    [11]罗纳德·E.威廉姆森.资本主义经济制度——论企业签约于市场签约[M].北京:商务印书馆,2002.
    [12]康芒斯.制度经济学[M].北京:商务印书馆,1962,73-76.
    [13]卢现祥,朱巧玲.新制度经济学[M].北京:北京大学出版社,2007,150.
    [14]威廉姆森.资本主义经济制度[M].北京:商务印书馆,1985.
    [15] Arrow, Kenneth J. Classificatory Notes on the Production and Transmission of Technological Knowledge [J]. American Economic Review, American Economic Association, 1969, 59(2): 29-35.
    [16]舒尔茨.制度与人的经济价值的不断提高[A].科斯等.财产权利与制度变迁[C].上海:上海三联书店,1994,253.
    [17]诺斯.制度、制度变迁与经济绩效[M].上海:上海三联书店,1994,3.
    [18]威廉.配第(英)著,陈冬野,马清槐,周锦如译.赋税论[M].北京:商务印书馆,1978.
    [19]张帆.环境与自然资源经济学[M].上海:上海人民出版社,2001.
    [20]金国利,李静江.西方经济学说史与当代流派[M].北京:华文出版社,1999,197-211.
    [21]王格根哈斯,曹明宏.论我国农村环境资源产权制度的缺陷及其创新.新疆农垦经济,2007,7:9-12.
    [22]方明,王颖.观察社会的视角——社区新论[M].北京:知识出版社,1991,p243.
    [23]封志明,王明学.资源科学论纲[M].北京:地展出版社,1994,p321.
    [24]辜阻胜,简新华.当代中国人口流动与城镇化[M].武汉:武汉大学出版社,1994,34-35.
    [25]辞海编辑委员会.辞海(下),上第4574页,海辞书出版社,1999年版.
    [26]农业大词典编辑委员会.农业大词典[Z].北京:中国农业出版社,1998,2038.
    [27]中国农业百科全书编辑委员会.中国农业百科全书(水产业卷)[Z].北京:农业出版社,1994,475.
    [28]陈新军.海洋渔业资源可持续利用评价[D].南京:南京农业大学,2001.
    [29]姜文来,杨瑞珍.资源资产论[M].北京:科学出版社,2003,6-7.
    [30]王兆君.国有森林资源资产运营研究.北京:中国林业出版社,2003,39-40.
    [31]曾贤刚.环境影响经济评价.北京:化学工业出版社,2003,28.
    [29]姜文来,杨瑞珍.资源资产论.北京:科学出版社,2003.8
    [32]李金昌,姜文来,靳乐山.生态价值论[M].重庆:重庆大学出版社,1999.
    [33]谷树忠.资源性资产[M].北京:中国大百科全书出版社,2000.
    [34]姜文来.自然资源性资产折补研究[J].中国人口·资源与环境,2004(5):8.
    [35]姜文来.关于自然资源性资产化管理的几个问题[J].资源科学,2000,22(l):6.
    [36]陈新军,周应棋.论渔业资源的可持续利用[J].资源科学.200l,23(2):70-74.
    [37]刘伉,毛汉英,王守春.世界自然地理手册[M]北京:知识出版社,1984.
    [38]徐斌.渔业资源的产权分析[J].渔业经济研究,2006(6):13.
    [39]中国自然资源丛书编撰委员会.中国自然资源丛书:渔业卷[M].北京:中国环境科学出版社,1995.
    [40]张洪温.中国海洋渔业资源生产能力及其可持续发展对策研究[D].中国农业科学院,2001.10-13.
    [41]中国海洋渔业资源编写组.中国海洋渔业资源[M].杭州:浙江科学技术出版社,1990,23-176.
    [42]罗瑞新.中国海洋生物资源及其可持续利用[J].广东教育学院学报,2005,6(5):162.
    [43] Anderson, T.L., P.J. Hill. The evolution of property rights: A study of the American west. Journal of Law and Economics, 1975( 18): 163-79.
    [44] Bromley, D.W. Environment and Economy: Property Rights & Public Policy [M]]. Blackwell, Oxford, 1991.
    [45] Christy, F.T. Territorial use rights in marine fisheries: definitions and conditions [R]. FAO Fisheries Technical Paper No. 227. FAO, Italy, 1982.
    [46] Davidse, W.P.; McEwan, L.V., Vestergaard, N. Property rights in fishery: from state property towards private property?: A case study of three EU countries. Marine Policy, 19999, 23(6): 537-547.
    [47] Moloney D.G., & P.II. Pearce. Quantitative rights as an instrument for regulating commercialfisheries [J]. Journal of the Fisheries Research Board of Canada, 1979(36): 859-66.
    [48] Ostrom, E., E. Schlager. The formation of property rights [A]. S. Hanna, C. Folke, K.G. M?ler. Rights to Nature: Ecological Economic, Cultural and Political Principles of Institutions for the Environment [C]. Washington: Island Press, 127-156, 1996.
    [49] Pearse, P.H. From open access to private property: Recent innovations in the fishing rights as instruments of fisheries policy [J]. Ocean Development and International Law, 1992(22): 71-83.
    [50] Schlager, E., E. Ostrom. Property-rights regimes and natural resources: A conceptual analysis. Land Economics, 1992, 68(3): 249-262.
    [51] Scott, A.D. The ITQ as a property right: Where it came from, how it works and where it is going [A]. B.L. Crowley. Taking Ownership: Property Rights and Fisheries Management on the Atlantic Coast [C]. Atlantic Institute for Market Studies, Halifax, 1996.
    [52] Sharp, B.M.H. From Regulated Access to Transferable Harvesting Rights: Policy Insights from New Zealand [J]. Marine Policy, 1997, 21(6): 501-17.
    [53] Townsend, R.E., A.T. Charles. User rights in fishing [A]. J.Boreman, B.S. Nakashima, J.A. Wilson & R.L. Kendall. Northwest Atlantic Groundfish: Perspectives on a Fishery Collapse[C]. Bethesda, USA: American Fisheries Society, 1997, P177-184, 1997.
    [54] Young, M.D. The design of fishing-right systems: The New South Wales experience [J]. Ocean & Coastal Management, 1995(28): 54-61.
    [55]高谊.海洋国土产权论[J].中国土地科学,1995(7):11-15.
    [56]杨瑞芹.公共旅游资源“三权分离”管理模式的构建[D].青岛:青岛大学,2004.
    [57] [美]丹尼尔·W·布罗姆利.经济利益、经济制度[M].上海:上海三联书店,1994.
    [58]綦好东,史建民,岳书铭.可持续利用与制度创新[M].北京:经济管理出版社,2002.
    [59]吴永建.对产权界定问题的探讨[J].社会科学研究,1994(3):37-39.
    [60]刘新山.冰岛的捕捞渔业权制度——可以转让的配额制[J].中国水产,2001(8):74-75.
    [61]陈洪大.挪威渔业发展状况的考察报告[J].现代渔业信息,2005,20(10).
    [62]陈思行.挪威渔业管理概述.
    [63]覃巍.日本的海洋渔业管理体系[J].世界农业,1998(12):35-36.
    [64]陈思行.日本的TAC制度.
    [65]卢秀容.中国海洋渔业资源可持续利用和有效管理研究[D].华中农业大学,2005,18-21.
    [66] Dubbinkw, Vanvlictm. Market regulation versus co-management [J]. Marine Policy, 1996, 20(6): 499-516.
    [67]高健,长谷川健二.中国海洋渔业经济可持续发展的经济组织制度[M].上海:上海科学普及出版社,2006.
    [68]渔业局.中国渔业年鉴2001[M].北京:中国农业出版社,2002:184-186.
    [69]郭文路,黄硕琳.控制我国海洋捕捞强度所面临的问题与对策研究[J].上海水产大学,2001(2):135
    [70] G. Porter. WWF’s Living Planet Campaign: Estimating Overcapacity in the Global Fishing Fleet [Z]. WWF, Washington, 1998: 1.
    [71]高健.制度变迁与中国海洋渔业的可持续发展[M].上海:上海科学普及出版社,2006,26.
    [72]朱玉贵,万荣,慕永通.捕捞能力调控的传统方法与替代方案.中国渔业经济,2007(5):21-24.
    [73]刘克岚,黄硕琳.中国渔业政策与渔业管理问题探讨[J].上海水产大学学报,2000,9(2):169-171.
    [74] Parzival Copes. A Critical Review of the Individual Quota as a Device in Fisheries Management [J]. Land Economics, 1986, 62(3): 278-291.
    [75] Alston, L.J., T. Eggertasson, D. C. North. Empirical Studies in Institutional Change [M]. London: Cambridge University Press, 1996.
    [76] Alverson, D.L. Fisheries Management: A Perspective over Time [J]. Fisheries, 1995, 20(8): 6-7.
    [77] Caddy, J.F., K.L. Cochrane. A review of fisheries management past and present and some future perspectives for the third millennium [J]. Ocean and Coastal Management, 2001, 44(9-10): 653-682.
    [78] Ciriacy-Wantrup, S.V. & R.C. Bishop. Common property as a concept in natural resource policy [J]. Natural Resource Journal, 1975(15): 713-27. Clark, C.W. The economics of over-exploitation [J]. Science, 1973(181): 630-634.
    [79] Davidse, W.P.; McEwan, L.V., Vestergaard, N. Property rights in fishery: from state property towards private property?: A case study of three EU countries. Marine Policy, 19999, 23(6): 537-547.
    [80] Edwards, S. 1994. Ownership of renewable ocean resources. Marine Resource Economics, 9: 253-273.
    [81] Eggertsson, T. Economic Behavior and Institutions [M]. Cambridge, UK: Cambridge University Press, 1990.
    [82] Trancy Yandle. The challenge of building successful stakeholder organizations: New Zealand’s experience in developing a fisheries co-management regime [J]. Marine Policy, 2003(27): 179-192.
    [83] Ludwig, D., R. Hilborn & C. Walters, Uncertainty, Resource Exploitation, and Conservation: Lessons from History [J]. Science, 1993(260): 17-36.
    [84] McCay, B. & J. Acheson. The Question of the Commons: The Culture and Ecology ofCommunal Resources [M]. Tucson: University of Arizona Press, 1987.
    [85] McGoodwin, J.R. Crisis in the World Fisheries: People, Problems, and Policies [M]. Stanford, California: Stanford University Press, 1990.
    [86] Moloney D.G., & P.II. Pearce. Quantitative rights as an instrument for regulating commercial fisheries [J]. Journal of the Fisheries Research Board of Canada, 1979(36): 859-66.
    [87] Nielsen, L.A. The evolution of fisheries management philosophy [J]. Marine Fisheries Review, 1976, 38(1): 15-23.
    [88] Pomeroy, R. S., Williams, M. J., Fisheries Co-management and Small-Scale Fisheries: A Policy Brief. ICLARM, Philippines, 1994.
    [89] FAO. Economic Effects of Fishery Regulation: Report of an FAO Expert Meeting at Ottawa [R], June 12-17, 1961, R. Hamlisch. FAO, Rome, 1962.
    [90] Fraser, G.A. Limited entry: Experience of the British Columbia salmon fishery [J]. Journal of the Fisheries Research Board of Canada, 1979(36): 754-63.
    [91] Furubotn, E.G.., R. Ritchter. Institutions and economic theory: The contribution of New Institutional Economics [M]. Ann Arbor: The University of Michigan Press, 1998.
    [92] Gordon, H.S. An Economic Approach to the Optimum Utilization of Fishery Resources [J]. Journal of the Fisheries Research Board of Canada, 1953(10):442-57.
    [93] Hanna, S. Strengthening governance of ocean fishery resources [J]. Ecological Economics, 1999, 31(2): 275-286.
    [94] Jentoft, S. B.J. McCay, D.C. Wilson. Social Theory and Fisheries Co-Management [J]. Marine Policy, 1998, 22(4-5): 423-436.
    [95] Olson, M. The Logic of Collective Action: Public Goods and the Theory of Groups [M]. Harvard University Press, Cambridge, Massachusetts, 1965.
    [96] Pinkerton, E. and M. Weinstein. Fisheries hat Work: Sustainability through Community-Based Management. David Suzuki Foundation, Vancouver. 199 pages. 1995. http://www.davidsuzuki.org/Publications/Order_Publications/default.asp
    [97]曹世娟,黄硕琳,郭文路.渔业管理中的投入控制制度分析[J].中国渔业经济,2002(4): 11.
    [98]张继先(译).美国海洋政策[M].北京:海洋出版社,1982,161-172.
    [99]黄金玲,黄硕淋.总可捕量制度在中国的可行性分析[J].上海水产大学学报,2002,11(4):343.
    [100]俞存根.中国近海渔业资源衰退的深层问题及可持续发展及对策[A].迈向21世纪的渔业科技创新[C]:363-367.
    [101]陈新军.中国海洋渔业可持续发展对策[J].经济地理,1998,18(6):308-309.
    [8]唐建业,黄硕琳.渔业社区管理在中国的实施探讨[J].海洋通报,2006,25(4):66.
    [102]宋立清.中国沿海渔民转产转业问题研究[D].中国海洋大学.2007,149-150.
    [103]王淼.新时期中国海洋经济发展的基本走势[J].海洋开发与管理,2003(6):2.
    [104] Lindsay, J.M.. Creating a legal framework for community-based management: principles and dilemmas [Z]. Food and Agricultural Organization Corporate Document Repository, 1999. (http://www.fao.org/documents/show_cdr.asp?url_file=/DOCREP/X3030E/X3030E09.HTM)
    [105]谭柏平.中国海洋资源保护法律制度研究[D].北京:中国人民大学,2007,255-256.
    [106] Olsen S, Christie P. What are we learning from tropical coastal management experiences? [J]. Coastal Management 2000; 28: 5–18.
    [107]杨子江.论促进中国沿海渔民转产转业的政策框架[J].中国渔业经济,2005,5(1):16-17.
    [108]任爱珍.试论海洋渔业资源产权的地方化[J].浙江海洋学院学报(自然科学版),2004,23(2):124.
    [109]陈自强.构建中国政策性渔业保险制度的理论探讨和公共政策分析[J].北京水产.2008(1):4.
    [110]贺义雄.我国海洋资源资产产权及其管理研究[D].中国海洋大学,2008.

© 2004-2018 中国地质图书馆版权所有 京ICP备05064691号 京公网安备11010802017129号

地址:北京市海淀区学院路29号 邮编:100083

电话:办公室:(+86 10)66554848;文献借阅、咨询服务、科技查新:66554700