用户名: 密码: 验证码:
私立学校风险分析与管理决策研究
详细信息    本馆镜像全文|  推荐本文 |  |   获取CNKI官网全文
摘要
中国是世界上私立教育发达、历史悠久的国家之一。中国历史上不乏办学优良、远近闻名的私立学校。然而,在改革的步伐不断加大,开放的进程有了质的飞跃的今天,在我国这样一个有着独特的社会历史文化传统的国度,私立学校教育的发展状况却不容乐观。他们在师资水平、办学条件、社会声誉等方面还远远没有达到人们心目中的“优秀学校”的形象。这不得不引起我们的深思。我国当前的私立学校究竟应该怎么办?私立学校能否保证义务教育的义务性、世俗性、免费性?能否保证学生就近入学、适龄入学、接受规定年限的教育?等等这些不确定因素导致了私立学校存在众多的风险问题,如何有效地进行风险管理是私立学校成败与否的重中之重。针对私立学校面临的多种多样的风险,需要在私立学校经营中实施风险管理,通过本文的研究能达到与私立学校整体经营战略相结合的风险最优化,保护私立学校不致因灾害性事件或错误而遭受重大损失,保证私立学校行为合规,以及保障有效和有效率的运营及可靠的信息沟通,有助于为私立学校风险管理及如何提高管理水平、避免风险有着重要的现实意义和参考价值。
     风险管理,是使私立学校在实现其未来战略目标的过程中,将学校外部的不确定性和变化所产生的影响,控制在可接受范围内的过程。私立学校的风险管理是一个复杂有机的体系和动态过程,这个过程由学校全体教职员工实施,包括建立并维护风险管理体系,在私立学校层面和私立学校各个流程的层面,执行风险管理的一般程序,管理私立学校的所有重大风险,以实现风险管理的目标。风险管理的目标是达到与私立学校整体经营战略相结合的风险最优化,保护私立学校不致因灾害性事件或错误而遭受重大损失,保证私立学校行为合规,以及保障有效和有效率的运营及可靠的信息沟通。
     本文针对国内外关于私立学校的风险管理的不足之处,结合自身的职业经验和目前温州私立学校普遍存在的风险问题及国内外知名的私立学校倒闭的原因,在相关基本理论的基础上,研究了私立学校的风险分析与管理决策。学校风险的产生是具有一定的条件的,只有当风险因素在系统所体现出来的适应能力、支持能力及匹配性无法通过学校的自我调节和修复达到动态平衡和协调,就会导致学校风险的产生,因此研究私立学校风险管理的首要工作是掌握和分析它的风险形成机理,以为后续研究提供良好的平台。风险识别使风险分析定量化,将风险管理建立在科学的基础上,并为选择最佳风险管理方法提供了较可靠的依据。再根据私立学校的风险分析并结合蚁群算法的特点和优点,采用蚁群算法来识别私立学校的风险。蚁群算法是对私立学校存在的风险进行把握和识别的,但为了将存在的问题和主要风险进一步认识和掌握其危险程度,对私立学校的风险因素进行评价是非常有必要的,结合属性数学模型的思想建立了私立学校的风险评价模型,运用属性数学模型对私立学校风险的不同认识及对风险程度判定的量化来确定风险的级别,对私立学校风险进行评价。私立学校的发展客观上要求加强学校风险预警理论与预警系统的构建,本文探讨了私立学校风险预警系统的构建目标、构成及其运行模式,并采用模糊粗集神经网络分析研究了私立学校的风险预警理论与预警系统的构建,提出了私立学校风险管理策略,最后以F高等职业技术学院这一办学成功的私立学校为案例进行实证研究。本文一方面弥补了私立学校风险管理的空白,另一方面为私立学校的风险管理提供一定的理论支持和一定的管理建议,以免重蹈那些已倒闭的知名私立学校的覆辙。
China is one of the developed and historical glorious countries in private education in the world. In Chinese history, there are many fine and renowned far and near private schools. However, today which the pace of reform enlarges unceasingly, the opening advancement has qualitative leap, in our country which has the unique society historical and cultural traditions, the private school education's development condition is actually unoptimistic. They, in teacher's level, school condition, social prestige aspects and so on, have not achieved "the outstanding school" image in the people mind by far. This can not but causes our thinking deeply. Actually should our country current private school how to manage? Can private school guarantee that the compulsory education is voluntary, secular, and free? That the student nearby enters a school, the matriculation of age and accepts the stipulated year education? And so on. These uncertainty elements have caused that private school has numerous risk questions, how to effectively carry on the risk management is very important for the private school's success or failure or not. The private school's various risks need it ot operate risk management in the implementation, the study of this paper can achieve the risk optimization combining with private schools overall operating strategy, so that private school cannot suffer a major loss caused by disastrous events or errors, ensure compliance, and ensure the effective and efficient operation and reliable information communication, propose the important practical significance and reference value for the private school risk management and how to improve the management level and avoid the risk.
     The risk management will be causes the private school to realize that it controls the influence of school exterior uncertainty and the change in the accepted scope's process in its future strategic target process. Private school's risk management is a complex organic system and dynamic process, this process is implemented by school all teaching and administrative staff, including establishing and maintaining the risk management system, in the private school stratification plane and the private school each flow's stratification plane, carrying out the risk management general procedure, managing private school all material risks, achieving the risk management goal. Risk management's goal is that achieving the risk optimization which unifies with the private school whole business strategy, protecting the private school does not suffer the heavy loss because of the catastrophe event or wrong, guarantying that the private school behavior is fit for gauge, as well as safeguarding effective and efficient operation and reliable information communication.
     In view of the deficiency of domestic and foreign private school risk management, the author unifies own occupation experience, Wenzhou private school universal existence's risk question and domestic and foreign well-known private schools faulure's reason, in the foundation of related elementary theory's, studies private school risk analysis and management decision. The school risk arises with certain conditions, only when the risk factors'adaptive ability, support ability and the match cannot achieve dynamic balance and coordination through itself regulation and repairation, that will cause the school risks, so the main job of private school risk management is to master and analyze it's risk forming mechanism, so that provide a good platform for subsequent research. Risk identification makes risk analysis be quantitative, and makes risk management be scientific, and provides a more reliable basis.for select the best risk management method. According to the private school risk analysis and combining with the characteristics and advantages of ant colony algorithm, this paper measures private schools risk by the ant colony algorithm.Ant colony algorithm controls and measures the private school risk, but in order to further understand and master the dangerous degree of the existing problems and the main risk, it is very necessary to evaluate the risk factor, this paper builts the attribute mathematical model to evaluate the private schools risk, classifies the numerous risk factors and determines the risk level by the attribute mathematical model.The development of the private schools objectively requires to strengthen the school risk early-warning theory and the construction of the early-warning system, this paper discusses the private school risk early-warning system's construction goal, composition and operation mode, and analyzes and studys private school's risk early-warning theory and early-warning system's construction based on the fuzzy rough neural networks, proposes the private school risk strategy, finally, takes the F school which successfully run school as the case to conduct the empirical study. This article has made up the private school risk management's blank; on the other hand, it provides certain theory support and certain management advices for private school's risk management, in order to avoid stepping the road of theset well-known private schools that are bankrupt.
引文
[1]D. Cohen-Zada. An alternative instrument for private school competition [J].Economics of Education Review,2009,28(1):29-37.
    [2]Danny Cohen-Zada, Moshe Justman. The religious factor in private education [J]. Journal of Urban Economics,2005,57(3)391-418.
    [3]Albert J. Boerema. An Analysis of Private School Mission Statements [J]. Peabody Journal of Education,2006,81(1):180-202.
    [4]GUO Bingjie. Social Effects of Private School in Han Dynasty [J]. Southeast Culture, 2008,06(08).
    [5]Gabrielle Fack, Julien Grenet. When do better schools raise housing prices? Evidence from Paris public and private schools [J]. Journal of Public Economics,2010, 94(1-2):59-77.
    [6]James Tooley, Pauline Dixon. Private schooling for low-income families:A census and comparative survey in East Delhi, India [J]. International Journal of Education Development,2007,27(2):205-219.
    [7]Danial C.Levy. Public policy and private higher education [J]. International higher education,1998, (12).
    [8]Soren Serritzlew. The Unintended Effects of Private School Competition [J] Journal of Public Administration Research and Theory,2007,17(2):335-356.
    [9]Jerry Miccolis, Samir Shah. Enterprise Risk Management:An Analytic Approach[R].Parsippany, NewJersey,2000:1-12.
    [10]Michael K. McShane, Anil Nair, etc. Does Enterprise Risk Management Increase Firm Value? [J].Journal of Accounting, Auditing & Finance,2011,26(4):641-658.
    [11]Yi Peng, Gang Kou ect. EMPIRICAL EVALUATION OF CLASSIFIERS FOR SOFTWARE RISK MANAGEMENT [J]. International Journal of Information Technology & Decision Making,2009,8(4):749-767.
    [12]Yu-Tien Cheng, Huan-Ming Chuang, Chun Pei. Risk management of developing assistive devices for elderly [J]. Archives of Gerontology and Geriatrics,2011, 52(3):145-151.
    [13]Petter Bjerksund, Heine Rasmussen and Gunnar Stensland. Valuation and Risk Management in the Norwegian Electricity Market [J]. Mathematics and Statistics, 2010,(02):167-185
    [14]Anol K.Shukla, Ashutosh Katole ect. A Risk Assessment Approach:Qualification of a HVAC System in Aseptic Processing Area Using Building Management System [J]. Business & Management,2011, (13).
    [15]Erwan Morellec, Clifford W. Smith Jr. Agency Conflicts and Risk Management [J]. Review of Finance,2007,11(1):1-23.
    [16]S Basak and A Shapiro. Value-at-risk-based risk management:optimal policies and asset prices [J]. Review of Financial Studies,2001,14(2):371-405.
    [17]Jing Ai, Oatrick L. Brockett, etc. Enterprise Risk Management Through Strategic Allocation of Capital [J].Journal of Risk and Insurance,2012,79(1):29-56.
    [18]Abrams, C., Von Kanel J, etc. Optimized enterprise risk management [J]. IBM Systems Journal,2007,46(2):219-234.
    [19]Paul Elkinton, Clive Smallman. Managing project risks:a case study from the utilities sector [J]. International Journal of Project Management,2000,20:49-57.
    [20]S.C.Ward. Assessing and managing important risks [J].International Journal of Project Management,1999,17(6):331-336.
    [21]Hameiri S. and Kuhn, F.P. Introduction:Risk, risk management and international relations [J].Murdoch Research Repository,2011,25(3):275-279.
    [22]Ofer Zwikael, Arik Sadeh. Planning effort as an effective risk management tool [J]. Journal of Operations Management,2007,25(4):755-767.
    [23]PiliP. G. Altbach, eds. Private Prometheus:Private Higher Education and Development in the 21th Century [M]. Greenwood Publishing Co.1999.
    [24]Francis Green, Stephen Machin,etc. What have private schools done for (some of) us? [J]. Significance,2009,6(2):63-67.
    [25]邸鸿勋,张定.私立教育的概念、性质与功能[J].国家高级教育行政学院学报,2000,(1):67-69.
    [26]钱源伟.基础教育改革研究[M].上海科技教育出版社,2003年4月.
    [27]袁桂林.基础教育改革与发展[M].东北师范大学出版社,2001.6.
    [28]夏正江.对私立教育的理性思考[J].社会,1996,(6).
    [29]Elacqua Gregory, Contreras Dante,etc. The Effectiveness of Private School Franchises in Chile's National Voucher Program [J]. School Effectiveness and School Improvement, 2011,22(3):237-263.
    [30]许凤琴.国外私立中小学办学模式、功能及私学观[J].大连教育学报,2000,3.
    [31]李家永.欧洲国家私立学校教育的立法与管理——丹麦、瑞典、芬兰、荷兰的国家个案[J].私立教育研究,2003,(03).
    [32]原青林.英国公立教育与私立教育的共存[J].外国教育研究,2005,12.
    [33]杰费里·沃尔福德(英).英格兰私立学校分类及政府政策[J].教育发展研究,2005,5B.
    [34]赵火根.美国私立学校办学制度解读[J].赣南师范学院学报,2005,4.
    [35]周梁云,穆美琼.美国私立教育法律制度的特点及其借鉴[J].云南师范大学学报,2006,5.
    [36]陈英泰,李晓康.新加坡私立学校教育的发展[J].教育发展研究,2005,2B.
    [37]Balakrishnan (印).印度私立教育[J].教育发展研究,2005,11.
    [38]王淑娟.美国私立教育质量的社会规范机制[J].复旦教育论坛,2005,3.
    [39]汪风雄.两届美国政府(1997-2003)基础教育决策要点及比较[J].中国教育学刊,2006,1.
    [40]孟祥林.我国私立学校发展的历程、模式及前景分析[J].江汉大学学报:社会科学版,2004,(02):97-100.
    [41]黄藤,王冠.中国私立学校经营运作方式初探[J].浙江树人大学学报,2005,(02):1-5.
    [42]吕贵珍.对私立学校办学特色的思考[J].教育探索,2008,(06):81-83.
    [43]柴松霞.建国初期私立学校改造措施的考察——以北京地区为例[J].当代中国史研究,2007,(05):84-91.
    [44]李小鹏.澳门私立教育的发展[J].教育发展研究,2005,2B.
    [45]Robert E. Hoyt, Andre P. Liebenberg. The Value of Enterprise Risk Management [J]. Journal of Risk and Insurance,2011,78(4):795-822.
    [46]Jerry Miccolis, Samir Shah. Enterprise Risk Management:An Analytic Approach [R]. Parsippany, New Jersey,2000.
    [47]J. Comas, K.V. Gernaey etc. Risk assessment modeling of microbiology-related solids separation problems in activated sludge systems [J]. Environmental Modeling & Software,2008,23(10):1250-1261.
    [48]Scordis, Nicos. Integrated risk management [J]. The Journal of Risk and Insurance,2000, (4):667-668.
    [49]Hernandez, Luis Ramiro. Integrated risk management in the Internet age [J]. Risk Management,2000,47(6):29-32.
    [50]Notingham, Lucy. Integrated risk management [M]. Canadian Business Review,2002, 23(2).
    [51]Pedro L.. Risk assessment scales for pressure ulcer prevention:a systematic review [J].Journal of Advanced Nursing,2006,54(1):94-110.
    [52]Edmundas Kazimiersa Zavadskas and Zenonas Turskis. Risk assessment of construction projects [J]. Journal of Civil Engineering and Management,2010,16(1):33-46.
    [53]廖跃华.跨国公司风险管理新视野——战略风险管理模型[J].上海理工大学学报,2004,2.
    [54]谷秀娟.全面风险管理:必然的选择[J].经济经纬,2006,2.
    [55]王宏伟.现代大型工程项目全面风险管理体系研究[J].水利水电技术研究,2006,2.
    [56]栾鸾.全面风险管理、经济资本管理与内部评级[J].农村金融研究,2006,3.
    [57]曾忠东.保险企业全面风险管理系统框架构建[J].经济体制改革,2006,1.
    [58]韩燕驰.浅谈企业的全面风险管理[J].管理宝鉴,2005,6.
    [59]张恩照.建立全面风险管理模式[J].银行家,2004,2.
    [60]姚俊.企业风险管理的发展与风险管理战略[J].财经科学,2003,增刊.
    [61]魏冰玲.私立高校办学面临的主要风险分析[J].吉林广播电视大学学报,2011,(07):156-157.
    [62]杜继军.私立高校办学风险现状及对策分析[J].学周刊:C,2011,(08):18.
    [63]曹成杰,李卫东.私立高校困难与风险防范分析[J].中外企业家,2010,(07):70-73.
    [64]任红.私立学校办学风险及其防范[J].辽宁教育研究,2008,(02):88-90.
    [65]汪婷婷.私立高校风险管理现状及对策[J].科学与管理,2010,(03):65-66.
    [66]马露奇,杜继军.私立高校办学风险之内因与出路探析[J].当代教育论坛:综合版,2010,(07):75-77.
    [67]周春阳,吴冲锋.基于目标的风险度量方法[J].管理科学学报,2009,(06):83-89.
    [68]陶爱元,俞自由.金融市场风险度量方法的对比分析[J].统计与决策,2009,(08):7-9.
    [69]彭寿康.风险度量的经济学理性与风险度量方法比较[J].经济学家,2009,(07):90-99.
    [70]谢邦昌,朱世武等.我国上市公司信用风险度量模型的选择[J].经济学动态,2008,(05):55-58.
    [71]黄文杰,赵春雨,江伟.基于风险度量理论的项目融资租赁租金偿还模式优选研究[J].工业技术经济,2008,(07):123-125.
    [72]杨檬,宋建等.蚁群优化算法应用研究概述[J].计算机仿真,2009,(06):200-203.
    [73]吴云志,乐毅等.蚁群算法在物流路径优化中的应用及仿真[J].合肥工业大学学报:自然科学版,2009,(02):211-214.
    [74]朱刚,马良.多目标优化的生长竞争蚁群算法[J].系统工程,2010,(12):91-95.
    [75]郑松,侯迪波,周泽魁.动态调整选择策略的改进蚁群算法[J].控制与决 策,2008,23(02):225-228.
    [76]阎光才.关于教育评价及其风险[J].教育科学研究,2010,(04):17-20.
    [77]岳正华,蔡彬.基于综合评分法的高校财务风险评价分析[J].四川教育学院学报,2010,(12):9-11.
    [78]陈晓芳,石艳.高等院校银行贷款风险评价指标体系构建[J].会计之友,2009,(07):70-71.
    [79]赵长城,郭丽敏,张凤霞.高校财务风险综合评价实证分析[J].教育财会研究,2011,(01):34-38.
    [80]郑梅,蔡玉胜.基于综合评分法的高校财务风险评价实证研究[J].财会通讯,2011,(32).
    [81]方玉成,严斌辉,王金德.基于属性数学模型的试卷质量综合评价方法[J].大数数学,2009,(03):150-156.
    [82]汪新凡.城市公共交通发展水平的属性数学识别模型[J].交通运输工程学报,2007,(05):118-122.
    [83]王秀良.基于属性数学模型的城市交通系统综合评价方法[J].重庆理工大学学报(自然科学版),2010,(07):120-126.
    [84]韩杰,张淑华.基于属性数学的供应商综合评价[J].科学技术与工程,2012,(04):879-881。
    [85]肖理想.建立私立学校风险预警机制的思考与建议[J].当代教育论坛(管理版),2010,(08):124-125.
    [86]李彦立.高校财务风险预警系统探析[J].会计之友,2009,(14):29-30.
    [87]马志强,洪涛,朱永跃.中小企业技术创新风险预警系统构建研究[J].科学管理研究,2008,(06):5-8.
    [88]张双红.高校财务风险预警系统构建研究[J].教育财会研究,2007,(06):12-14.
    [89]杨建斌,张慧.如何构建企业风险预警系统[J].商业时代,2009,(30):31.
    [90]杨超.企业技术创新风险预警系统构建研究[J].科技进步与对策,2010,27(17):113-115.
    [91]谷文林.企业财务风险预警研究综述[J].现代管理科学,2008,(08):94-95.
    [92]陈远章.社会风险预警指标体系及其实证研究[J].系统工程,2008,(09):122-126.
    [93]陈秋玲,薛玉春,肖璐.金融风险预警:评价指标、预警机制与实证研究[J].上海大学学报(社会科学版),2009,(05):127-144.
    [94]赵旭,辛制高.企业风险预警管理模型研究[J].北京邮电大学学报(社会科学版),2010,(01):93-97.
    [95]吴元元.基于模糊数学与人工神经网络的投标报价决策系统:[硕士学位论文][D]. 天津:天津大学,2003.
    [96]龚雷,刘怡昕,郭宏伟.基于模糊数学和神经网络的目标选择模型研究[J].计算机仿真,2009,(06):5-9.
    [97]王明春,唐万生等.构建基于粗糙集和BP神经网络的信用风险预警模型[J].财会月刊(理论版),2009,(05):29-31.
    [98]夏兴华,李界家等.基于模糊—粗糙集理论的神经网络模式识别方法[J].沈阳建筑大学学报(自然科学版),2010,(02):399-404.
    [99]杨乃定.企业风险管理发展的新趋势[J].中国软科学,2002,(06):54-57.
    [100]谷秀娟.全面风险管理:必然的选择[J].经济经纬,2006,(02):135-138.
    [101]王宏伟.现代大型工程项目风险管理体系研究[J].水利水电技术研究,2006,(02):103-105.
    [102]张维功,何建敏,丁德臣.企业全面风险管理研究综述[J].软科学,2008,(12):40-43.
    [103]严复海,党星,颜文虎.风险管理发展历程和趋势综述[J].管理现代化,2007,(02):30-33.
    [104]董秀华.政府对私立教育财政责任的比较研究[J].教育发展研究,2005,1.
    [105]吴忠华.浅谈企业的风险管理[J].商业现代化,2005,(04):14-15.
    [106]李明辉.论企业风险管理组织架构的设计[J].科学学与科学技术管理,2008,(01):154-158.
    [107]王晓平.企业风险管理简论[J].经济视角,2006,(07):31-32.
    [108]王雷.论现代企业风险管理[J].统计与决策,2004,(02):110-111.
    [109]黄丽虹.全球企业风险管理的发展[J].高科教与产业化,2006,(06):9-10.
    [110]姚俊.企业风险管理的发展与风险管理战略[J].财经科学,2003,增刊.
    [111]毛中明.项目风险管理的内涵与机理分析[J].企业改革与管理,2006,(08):15-16.
    [112]李天庚.企业风险管理及控制模型研究[J].郑州大学学报(哲学社会科学版),2004,(01):89-93.
    [113]戴红梅.风险投资中的风险识别与风险管理[J].武汉科技学院学报,2006,(07):57-59.
    [114]田华静.高校财务风险及其防范与控制探析[J].中国管理信息化,2010,(18):30-31.
    [115]曾忠东.保险企业风险管理系统框架构建[J].经济体制改革,2006,(01).
    [116]杜育红.关于教育负债与学校财务风险问题的思考[J].探索与争鸣,2006,(04).
    [117]杨乃定.企业集成风险管理——企业风险管理发展新方向[J].工业工程与管 理,2002,(05):1-5.
    [118]赵原.企业风险管理问题与对策[J].合作经济与科技,2008,(08):59-60.
    [119]慕继丰.复杂组织的全面风险管理初探[J].中国管理科学,2000,(S1).
    [120]李凤鸣.企业风险管理[J].审计与经济研究,2003,(01):12-15.
    [121]李瑛,李阳.新环境下的企业风险管理与风险导向内部审计[J].会计之友,2008,(09).
    [122]吴华,周谷平,陈健.西部地区私立教育发展及其对策建议[J].教育发展研究,2010,(15):8-17.
    [123]沈剑光.私立教育发展的战略转型与政策应对[J].教育研究,2009,(08):83-87.
    [124]徐力.我国私立高等教育管理体制问题与对策研究[J].黑龙江高教研究.2002,(03):13-16.
    [125]邵汉清.私立学校的定位[J].湖南社会科学,2005,(04):157-159.
    [126]贾东荣.私立教育的资金问题与对策思考[J].教育发展研究,2005,(20).
    [127]李铁根.私立教育营利性潜在风险的法律规制[J].教育评论,2006,(01).
    [128]王文源.期待健全私立学校“风险防范”机制[J].教育与职业,2005,(08).

© 2004-2018 中国地质图书馆版权所有 京ICP备05064691号 京公网安备11010802017129号

地址:北京市海淀区学院路29号 邮编:100083

电话:办公室:(+86 10)66554848;文献借阅、咨询服务、科技查新:66554700