用户名: 密码: 验证码:
人力资本与服务贸易比较优势的相关性研究
详细信息    本馆镜像全文|  推荐本文 |  |   获取CNKI官网全文
摘要
在当今世界经济中,服务贸易在一国经济结构中的比重,一定程度上反映出该国的国际竞争力和国际化水平。大多数国家都把发展服务贸易作为实现本国经济现代化的重要途径。
     对于服务贸易这种新兴的贸易方式,理论界的研究尚未形成系统的理论体系。但服务贸易的飞速发展又需要理论的指导。西方经济学家对于服务贸易的研究主要还是借助于传统的国际贸易理论,特别是比较优势理论。以希尔、迪尔多夫、塔克等代表的大多数学者认为,服务贸易与货物贸易一样存在比较优势,传统的比较优势理论在一定条件可以用来解释服务贸易。但是由于服务与商品之间、服务贸易与货物贸易之间存在很多差异,因此不能简单的用传统货物贸易的比较优势理论来解释服务贸易的比较优势。
     在传统的货物贸易中,同批量的商品之间是完全可替代的,因此不同国家的货物贸易的比较优势可以通过降低成本来实现。但这在服务贸易中却是行不通的。一方面因为服务产品差异性比较大,无法进行批量生产,服务的标准会因时、因地而发生变化,从而影响服务产品的成本计算。另一方面由于服务的生产与消费是在同一时空内同步完成的,因而服务产品是不能被运输和不能被储存的。我们在研究服务贸易的比较优势时,应该结合服务与服务贸易的特征,对传统的比较优势理论作适当的修正。
     西方学者认为,随着生产力的发展与科学技术的进步,现代服务贸易的比较优势已不单单取决于传统比较优势理论中的自然资源、技术差异等因素的影响,而更多的是要依靠人力资本因素。西方学者引入人力资本要素来分析服务贸易的比较优势,拓展了服务贸易理论研究的视角。
     但他们的理论更多地是建立在“作为人力资本载体的个人都是同质的”的前提假设上的,他们认为,作为人力资本载体的个人在能力和智力水平上是完全一样的,效用也是一样的,本文认为这个假设是有失偏颇的,它忽视了个体的差异性,忽视了人力资本的微观个体之间差异性与服务贸易比较优势的关系。
     针对上述问题,本文引入异质型人力资本的概念,并且尝试从异质型人力资本的角度,宋研究人力资本与服务贸易比较优势之间的相关性,以及人力资本对服务贸易比较优势的促进机制,进而论证人力资本是决定服务贸易比较优势形成与转换的关键因素。
     首先从供给的角度来看,异质型人力资本区别于传统生产要素的最主要特点就在于其边际报酬递增性。这种边际报酬递增性表现为,在其他生产要素投入量保持不变的情况下,每增加一个单位的异质型人力资本,因推动技术创新或制度创新而产生的经济报酬是递增的。异质型人力资本是服务产品差异化形成的重要源泉,异质型人力资本是服务行业技术应用与创新、服务产品技术扩散的基础。技术创新过程将会随着异质型人力资本积累而持续下去。这无疑从服务供给的角度有利于一国服务贸易比较优势的构筑。
     从需求的角度看,异质型人力资本不仅是差异化服务的提供者,更是差异化服务的需求
The proportion of services in trade to one country's GDP reflects the country's international competitive capability and internationalization level at a certain extent. Most of countries regard developing services in trade as an important approach to realize modernization.There is no scientific and systemic theory to explain services in trade, because it is a new trade form. But the development of services in trade calls up the theory. Now the study on services in trade done by western economists mostly focus on the comparative advantage. Most of scholars, such as Hill, Deardorf, Tucker, sundberg, put forward that services in trade also has comparative advantage, under some conditions, the traditional comparative advantage theory adapts to services in trade. But because there are many differences between goods and services, traditional trade and services in trade, we can't apply mechanically the traditional theory to services in trade.Most of western scholars deem that in traditional trade, the goods are complete substitute, so the exporters can achieve the comparative advantage by decreasing the cost. But this isn't fit for services in trade. For two reasons, firstly heterogeneity of services is more obvious than that of goods, which means services isn't complete substitute, and the standard of services is changeful. It is very difficult for exporters to produce services on a large scale and decrease the cost. Secondly, services is intangible, and can't be transported and deposited, which means that services in trade is not export services directly but indirectly, it need producer move across the border to supply the services; this is the very importance difference between traditional trade and services in trade. Therefore, we should amend and perfect the traditional comparative advantage theory, when we explain services in trade.Otherwise, western scholars, such as Sapir, Lall, figure out that with the development of productivity and the progress of technology, the comparative advantage of services is not lied on traditional factor, for instance, resource technology difference ,but lied on human capital. Their theory extends the new range
    of research and the new method of the research.Western economists suppose that human capital are coessential, each person is the same as the level of ability and intellect, so each person can complete substitute. But I think this suppose is illogical; everyone's social background, education and character is different. The hypothesis of Western economists ignores the idiosyncrasy of human capital, the relation of human capital and the comparative advantage.In chapter 4, I introduce some new concepts, for example coessential human capital, idiosyncratic human capital. On the basement of these new concepts, I try to prove the pertinence of human capital and the comparative advantage of services in trade by regression, analysis the promotion mechanism of human capital to services in trade, at last I conclude my opinion, which is human capital is decisive factor for the form and conversion of the comparative advantage of services in trade.Firstly, in respect of supply, the important characteristic of idiosyncratic human capital is the increase marginal returns to scale, which means when the input of other factors keep invariability, we increase an unit of idiosyncratic human capital, the returns to scale will increase by degrees. So I put forward idiosyncratic human capital can promote the innovation of technology in services industry, and accelerate the pervasion of new technology in services industry, which is no doubt the benefit for forming the comparative advantage of services in trade.Secondly, in respect of demand, with the enhance of consumer income, the demand of services increases. As the middle input, idiosyncratic human capital can deeper the degree of production, accelerate the quantity of export and import.In order to realize the conversion of the comparative advantage of services in trade, one country needs to increase the quantity of idiosyncratic human capital and improve the quality of idiosyncratic human capital. The accumulate of idiosyncratic human capital is actually the course of applying the science and technology to production. Idiosyncratic human capital is a decisive factor to the form and conversion of the comparative advantage of services in trade. If one country want to converse the comparative advantage of services in trade, they must strengthen the accumulate of idiosyncratic human capital.Since China took part in negotiate in 1994, the opening of services industry and the development of services in trade become very important. Now we research the comparative advantage of services in trade, can adjust our industry construction, enhance our international competitive capability.
引文
[1] 保罗·克鲁格曼.国际经济学[M].北京:中国人民大学出版社,2002:98-110.
    [2] 陈宪.国际服务贸易——原理·政策·产业[M].上海:立信会计出版社,2000:127-145.
    [3] 黄少军.服务业与经济增长[M].北京:经济科学出版社,2000:30-55.
    [4] 陈宪、程大中.黏合剂——全球产业与市场整合中的服务贸易[M].上海:上海社会科学院出版社,北京:高等教育出版社,2001:71-82.
    [5] 王粤.服务贸易——自由化与竞争力[M].北京:中国人民大学出版社,2002:58-77.
    [6] 张汉林.经贸竞争新领域——服务贸易总协定与国际服务贸易[M].北京:中国经济出版社,1997:77-79.
    [7] 巴吉拉斯·拉尔·达斯 刘刚译 张丽萍校译.世界贸易组织协议概要——贸易与发展问题和世界贸易组织[M].北京:法律出版社,2000:44-50.
    [8] 雅各布·明塞尔著 张凤林译.人力资本研究[M].北京:中国经济出版社,2001:67-88.
    [9] 陈宪 程大中.国际服务贸易[M].北京:高等教育出版社,2003:127-140.
    [10] 保罗·克鲁格曼著 黄胜强译.克鲁格曼国际贸易新理论[M].北京:中国社会科学出版社,2001:14-30.
    [11] 胡永远.中国居民人力资本投资研究[M].湖南:湖南人民出版社,2003:60-67.
    [12] 维克多·R·富克斯.服务经济学[M].北京:商务印书馆,1987:22-43.
    [13] 杨圣明.服务贸易:中国与世界[M].北京:民主与建设出版社,1999:323-325.
    [14] 黄胜强.国际服务贸易多边规则利弊分析[M].北京:中国社会科学出版社,2000:123-135.
    [15] 陆根尧.经济增长中的人力资本效应[M].北京:中国计划出版社,2004:55-67.
    [16] 许江萍 张洪.我国新兴服务业发展政策研究[M].北京:中国计划出版社,2003:63-69.
    [17] 西奥多·舒尔茨.论人力资本投资[M].北京:北京经济学院出版社,1990:77-88.
    [18] 西奥多·舒尔茨.人力投资[M].北京:华夏出版社,1990:45-56.
    [19] 西奥多·舒尔茨.人力资本投资[M].北京:商务印书馆,1990:87-97.
    [20] 张建民.中国服务贸易市场准入研究[M].北京:中国财政经济出版社,1998:203-212.
    [21] 刘庆林.国际服务贸易[M].北京:人民邮电出版社,2004:56-67.
    [22] 郑吉昌.国际服务贸易[M].北京:中国商务出版社,2004:77-89.
    [23] 申长友.WTO规则与中国的对策[M].北京:中国发展出版社,2002:135-145.
    [24] 安妮·O.克鲁格 黄理平、彭利平、刘军.作为国际组织的WTO[M].上海:上海人民出版社,2002:345-355.
    [25] 高培勇.加入WTO后的中国:经济学界如是说……[M].北京:经济科学出版社,2002:224-238.
    [26] 徐海宁.经济学前沿理论与中国对外经济贸易[M].北京:中国对外经济贸易出版社,2003:129-142.
    [27] 薛荣久.国际贸易[M].四川:四川人民出版社,1993:180-215.
    [28] 郭根龙.WTO框架下的中国金融服务贸易政策[M].北京:经济管理出版社,2002:35-44.
    [29] 隆国强.中国服务贸易[M].北京:中信出版社,1995,23-34.
    [30] 汪尧田、李力.国际服务贸易总论[M].上海:上海交通大学出版社,1997.33-45.
    [1] 杨圣明、刘力.服务贸易理论的兴起与发展[J].经济学动态,1999,5:50-55.
    [2] 龚新宇、李才波.比较优势理论在国际服务贸易中的适应性分析[J].河北经贸大学学报,1999,6:73-87.
    [3] 聂泳祥.服务贸易理论基础:比较优势与竞争优势理论的解释力及实证检验—以产业组织结构变化中的中国转轨时期服务贸易实践为例[J].外贸经济、国际贸易,2003,10:35-39.
    [4] 李怀政.中国服务贸易结构与竞争力的国际比较研究[J].商业经济与管理,2002,12:17-20.
    [5] 韩军.人力资本要素与国际服务贸易比较优势的发挥[J].国际经贸探索,2001,3:38-41.
    [6] 杨丽花.WTO与我国服务贸易发展的理论与实证分析[J].财政研究,2002,7:25-27.
    [7] 李慧中.非价格比较优势:服务贸易动因及发达国家的优势占有格局[J].上海经济研究,2001,9:18-22.
    [8] 张若思.不难理解的难题—WTO新一轮服务贸易谈判中的人员跨界流动[J].国际贸易,2003,4:39-42.
    [9] 杨来科.全球化时代服务贸易的发展趋势——兼论我国服务贸易的发展思路[J].外贸经济、国际贸易,2003,1:21-27.
    [10] 梁秀伶.入世后我国服务贸易市场开放状况与对策[J].外贸经济、国际贸易,2003,11:61-63.
    [11] 赵露茜.影响我国服务贸易竞争力主要因素的国际比较[J].北京工业大学学报,1999,12:120-126.
    [12] 林伟航.服务贸易比较利益的决定因素及其利益与分配[J].西安邮电学院学报,2002,7(4):32-36.
    [13] 谭小芬.中国服务贸易竞争力的国际比较[J].外贸经济、国际贸易,2003,6:28-31.
    [14] 程大中.中国服务贸易显性比较优势的定量分析[J].外贸经济、国际贸易,2003,7:66-73.
    [15] 李慧中.服务业、服务贸易及其部门的特征研究——兼论欧盟国家的实证分析[J].国际金融研究,2000,3:17-22.
    [16] 洪银兴.从比较优势到竞争优势——兼论国际贸易的比较利益理论的缺陷[J].经济研究,1997,6:20-27.
    [17] 韶泽等.国际服务贸易的相关理论[J].财贸经济,1996,11:51-57.
    [18] 王金营.人力资本持续积累和经济持续增长[J].人口学刊,1999,5:3-8.
    [19] 赵辉.论人力资本理论和知识经济的关系——寻找知识经济的理论基础[J].经济问题探索,2000,2:8-12.
    [20] 程大中、陈宪.服务贸易理论研究:现实基础、总体状况及初步设想[J].上海经济研究,2000,12:59-65.
    [21] 李慧中.公共服务产品的市场特征与成本的公共管理[J].经济问题探索,2002,12:30-33.
    [22] 曹建明.中国服务贸易立法与服务市场开放[J].国际贸易问题,1997,8:44-47.
    [23] 李慧中.为什么发达国家服务价格高于发展中国家?——兼论服务业的对外直接投资[J].国际经济评论,2002,5-6:
    [24] 陈丹宇.知识要素与H-O贸易理论的拓展[J].国际贸易问题,2003,7:9-13.
    [25] 郑吉昌.服务贸易国际化:全球产业与市场整合的黏合剂[J].世界经济,2003,9:11-18.
    [26] 陶凯元.中国服务贸易的对外开放:现状与问题,原则与对策[J].现代法学,2000,8:11-17.
    [27] 丁栋虹、刘志彪.从人力资本到异质型人力资本[J].生产力研究,1999,3:7-10.
    [28] 李靖.企业竞争优势与异质型人力资本[J].云南财贸学院学报,2004,2:16-21.
    [29] 倪志远.人力资本投资与经济增长方式转变[J].云南社会科学,1999,1:36-42.
    [30] 丁栋虹.从人力资本到异质型人力资本与同质型人力资本[J].理论前沿,2001,5:12-15.
    [31] 曹晓冬.人力资本要素贡献的评估与实现机制研究[J].上海经济研究,2002,10:39-45.
    [32] 胡永远、刘智勇.不同类型人力资本对经济增长的影响分析[J].人口与经济,2004,2:55-59.
    [33] 程大中.服务业就业与服务贸易出口:关于中国与美国的对比分析[J].世界经济,2000,11:49-53.
    [34] 丁栋红.现代企业:一个异质型人力资本与同质型人力资本的合约[J].唯实,2001,6:45-51.
    [35] 李玲.中国人力资本产业间流动与配置状况分析[J].经济纵横,2002,5:12-17.
    [36] 刘重力、刘德江.中国对外贸易比较优势变化实证分析[J].南开经济研究,2002,3:48-52.
    [37] 谢康、邬建军.国际服务贸易比较优势理论的发展[J].国际贸易问题,1997,3:31-38.
    [38] 唐明.比较优势理论对服务贸易的适用性和特殊型[J].社会科学家,2002,5:42-46.
    [39] 孙清涌、宗永顺.比较优势转移原因分析[J].淄博学院学报,1999,4:30-33.
    [40] 庄丽娟.国际服务贸易理论的研究进展及其特征[J].华南农业学院学报,2004,1:60-67.
    [41] 孙凌.集约型增长方式与人力资本积累[J].探索,1997,2:19-21.
    [42] 孙超、谭伟.经济增长的源泉:技术进步和人力资本[J].数量经济技术经济研究,2004,2:60-67.
    [43] 扬帆.比较优势的动态性与中国加入WTO的政策[J].现代经济探讨,2002,2:11-16.
    [44] 曲晓如.“千年回合”中的人员流动:发展中国家的新机遇[J].国际经济合作,2000,2:9-13.
    [45] 张斌、陆圣.经济需求测试与自然人流动[J].世界贸易组织动态与研究,2003,2:25-29.
    [46] 蔡晓月.我国自然人移动的控制分析[J].经济问题,2001,3:18-22.
    [47] 韩龙.WTO服务贸易中的规制纪律与规制自由——对GAPS国内规制问题与发展趋势的透视[J].法商研究,2003,3:129-136.
    [48] 黄爱双.对我国国际服务贸易的分析与思考[J].经济问题探索,2000,3:34-36.
    [49 沈木珠.GATS与中国服务贸易立法[J].上海社会科学院学术季刊,2001,1:30-35.
    [50] 曾祥师、翟红敏.我国国际服务贸易发展的若干思考[J].世界经济与政治论坛,2001,1:12-17.
    [51] 许彬、罗卫东.人力资本增长模型与经济增长方式的转变[J].浙江大学学报,1999,1:134-141.
    [52] 胡雪梅.服务贸易总协定中的市场准入于国民待遇问题——兼论中国的服务业开放问题[J].政法论坛,2001,2:134-138.
    [53] 张若思.遵循钢铁国际标准——国际服务贸易与国内法规[J].国际贸易,2002,10.43-48.
    [54] 陈兆军.对服务贸易与货物贸易互补性问题的再研究[J].对外贸易大学学报,2001,4:48-54.
    [55] 蒋选.如何保持我国劳动力资源的比较优势[J].中央财经大学学报,2000,12:7-12.
    [1] T. P. Hill (1977), "On Goods and Services", Review of Income and Wealth, Series 23, No. 4
    [2] J. N. Bhagwatti (1984), "Splintering and disembodiment of services and developing nations", The World Economy, 7, 133-134
    [3] S. tall (1986), "The third World and comparatives advantages in trade services", In S. Lall and F. Stewart, Theory and Reality development, London; Macmillan 122-138
    [4] B. Hindley and A. Smith (1984), "Comparative advantage and trade in services", The World Economy, 7, 389
    [5] A. Deardorf (1985), "Comparative advantage and international trade and investment in services", In R. B. M. Stern. Trade and Investment in services; Canada/US perspective, Toronto: Ontario Economic Council, 39-71
    [6]J. R. Markusen (1989), "Services trade by multinational enterprise. In P. Enderwick", multinational Services Firms Routledge, 35-60
    [7]B. M. Hokeman (1990), "Services-related production, employment, trade, and factor movements", In P. A. Messerlin and K. P. Sauvant, The Uruguay Round: Services in the World Economy, Washington, DC: The World Band and The United Nations Centre on Transnational Corporations, 44
    [8]A. Sapir (1982), "Trade in services: policy issues for the eighties", Columbia Journal of World Business, 79
    [9]A. Sapir (1985), "North — South issues in Trade in services", The World Economy, 8(1), 27—42
    [10]G Sampson and R. Snape (1985), "Identifying the issues in trade in services", The World Economy, 8,171-182
    [11]H. G Grubel (1987), "All traded services are embodied in materials or people", The World Economy, 10,319-330
    [12]R. Dick and H. Dicke (1979), "Patterns of trade in knowledge", In H. Giersch (ed.) International Economic Development and Resources Transfer, Tubingen: J. C. B. Moor, 346
    [13]G Feketekuty (1988), "Internationao trade in services: an overview and blueprint for negotiations, Cambridge, Mass: American enterprise Institute and Ballinger.
    [14]K. Trcker and M. Sundberg (1988), "International trade in services", Rortledge
    [15]D. F. Burgess (1990), "Services as intermediate goods: the issues of trade liberalization", In R. Jones and A. Krueger (eds), The Political Economy of International Trade, Basil Blackwell, 122-139
    [16]C. Ryan (1987), "Trade in the Presence of endogenous intermediation in an asymmetric world", Working Paper, Institute for Research on Public Policy, Victoria, B, C
    [17]S. Kjajic and H. Kierzkowki (1989), "Goods, services and trade", Economica, 56 (I), 83-95
    [18]J. R. Melvin (1989), "Trade in producer services: a Hechscher—Ohlin Approach", Journal of Political Economy 97 (51), 1180-1187
    [19]R. W. Jones and F. Ruane (1990), "Appraising the options for international trade in services", Oxford Economic Papers 42, 672-687
    [20]E. Weisman (1990), "Trade in services and imperfect competition: application to international aviation", Kluwer Academic Publishers
    [21]J. R. Markusen (1988), "Production, trade and migration with differentiated skilled workers",

© 2004-2018 中国地质图书馆版权所有 京ICP备05064691号 京公网安备11010802017129号

地址:北京市海淀区学院路29号 邮编:100083

电话:办公室:(+86 10)66554848;文献借阅、咨询服务、科技查新:66554700