高校及科研院所机构协同创新绩效的影响因素研究——基于社会网络的视角
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摘要
以联盟管理、社会网络理论为基础,以参与"2011计划"协同创新中心的合作单位为研究对象,从组织声誉、联盟经验和网络中心性三个维度,对高校、科研院所的产学研合作协同创新绩效的影响因素进行研究。结果表明:(1)高校及科研院所的组织声誉与协同创新绩效之间的关系不显著;(2)联盟经验与协同创新绩效之间存在显著的正相关关系;(3)组织在协同创新合作网络中所处位置的中心性对其联盟经验与协同创新绩效之间的关系起部分中介作用;(4)政府合作对组织在协同创新合作网络中所处位置的中心性与其创新绩效之间关系的调节作用不显著。
Based on alliance management and social network theory, this paper tests the outcomes of collaborative innovation centers who belong to the network of "2011 plan". The research question is whether reputation and alliance experience of universities or academic institutions can influence the performance of collaborative innovation. In addition, the role of network centrality and government involvement is also taken into consideration. The following are main conclusions of this empirical study:(1)The reputation is not significantly related to their performance of collaborative innovation;(2) Alliance experiences of universities and academic institutions are significantly related to their performance of collaborative innovation;(3) Network centrality of universities and academic institutions mediates the relationship between alliance experience and performance of collaborative innovation;(4) Government involvement cannot moderate the relationship between network centrality and performance.
Based on alliance management and social network theory, this paper tests the outcomes of collaborative innovation centers who belong to the network of "2011 plan". The research question is whether reputation and alliance experience of universities or academic institutions can influence the performance of collaborative innovation. In addition, the role of network centrality and government involvement is also taken into consideration. The following are main conclusions of this empirical study:(1)The reputation is not significantly related to their performance of collaborative innovation;(2) Alliance experiences of universities and academic institutions are significantly related to their performance of collaborative innovation;(3) Network centrality of universities and academic institutions mediates the relationship between alliance experience and performance of collaborative innovation;(4) Government involvement cannot moderate the relationship between network centrality and performance.
引文
[1]吴继文,王娟茹.中国产学研合作的产生、发展过程和趋势[J].科技与管理,2002(4):6-8.
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[3]罗琳,魏奇锋,顾新.产学研协同创新的知识协同影响因素实证研究[J].科学学研究,2017(10):1567-1577.
[4]吴慧,顾晓敏.产学研合作创新绩效的社会网络分析[J].科学学研究,2017(10):1578-1586.
[5]张绍丽,于金龙.产学研协同创新的文化协同过程及策略研究[J].科学学研究,2016(4):624-629.
[6]危怀安,聂卓,疏腊林.协同创新中心合作伙伴选择机理研究:基于 2012 年度“2011计划”名单的分析[J].科技进步与对策,2014 (9):1-4.
[7]危怀安,疏腊林,聂卓.我国“2011协同创新中心”的组建分析[J].科技管理研究,2014(18):70-73.
[8]武艳君.高校协同创新合作伙伴选择的特征[J].学术交流,2015(3):164-167.
[9]EISNER A B,RAHMAN N,KORN H J.Formation conditions,innovation,and learning in R&D consortia[J].Management Decision,2009(6):851-71.
[10]王浩,梁耀明.产学研合作绩效评价研究综述[J].科技管理研究,2011(11):56-61.
[11]ANKRAHS,AL-TABBAAO.Universities–industry collaboration:a systematic review[J].Scandinavian Journal of Management,2015(3):387-408.
[12]张桂芳,肖玲诺,张琳琳.产学研联盟知识转移研究综述[J].科学与管理,2013(2):44-53.
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[14]林润辉,谢宗晓,丘东,等.协同创新网络、法人资格与创新绩效:基于国家工程技术研究中心的实证研究[J].中国软科学,2014(10):83-96.
[15]HU M,MATHEWS J A.Estimating the innovation effects of university-industry-government linkages:the case of Taiwan[J].Journal of Management and Organization,2009(2):138-154.
[16]WATANABE C,KISHIOKA M,NAGAMATSU A.Effect and limit of the government role in spurring technology spillover:a case of R&D consortia by the Japanese government[J].Technovation,2004(5):403-420.
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[18]BARNETT M L,JERMIER J M,LAFFERTY B A.Corporate reputation:the definitional landscape[J].Corporate Reputation Review,2006(1):26-38.
[19]MEULEMAN M,WRIGHT M,MANIGART S,et al.Private equity syndication:agency costs,reputation and collaboration[J].Journal of Business Finance & Accounting,2009(5-6):616-644.
[20]宝贡敏,徐碧祥.国外企业声誉理论研究述评[J].科研管理,2007(3):98-107.
[21]SUE W A,SUNG-UN Y,KINSEY D F.An integrative approach to university visual identity and reputation[J].Corporate Reputation Review.2007(4):258-270 .
[22]FARES D,ACHOUR M,KACHKAR O.The impact of service quality,student satisfaction,and university reputation on student loyalty:a case study of international students in IIUM,Malaysia[J].Information Management & Business Review,2013(26):24233-24241.
[23]DRYDAKIS N.Economics applicants in the UK labour market[J].International Journal of Manpower,2015(3):296-333.
[24]FANG Y,JIN D,SUN X,et al.New evidence on alliance experience and acquisition performance:short-run pain,long-run gain?[J].Studies in Economics & Finance,2015(1):53-73.
[25]ERNST H,LICHTENTHALER U,VOGT C.Retracted:the impact of accumulating and reactivating technological experience on R&D alliance performance[J].The Journal of Management Studies,2011(6):1194–1216.
[26]HEIMERIKS K H,DUYSTERS G.Alliance capability as a mediator between experience and alliance performance:an empirical investigation into the alliance capability development process[J].The Journal of Management Studies,2007(1):25-49.
[27]DUYSTERS G,HEIMERIKS K H,LOKSHIN B,et al.Do firms learn to manage alliance portfolio diversity:the diversity-performance relationship and the moderating effects of experience and capability[J].European Management Review,2012(3):139-152.
[28]刘景东,杜鹏程.惯例视角下联盟管理能力的构成及其对联盟组合绩效的影响研究[J].管理评论,2015(8):150-162.
[29]LONG J C ,CUNNINGHAM F C ,BRAITHWAITE J .Network structure and the role of key players in a translational cancer research network:astudy protocol[J].Bmj Open,2012(3):1-8.
[30]周涵婷,余晓,宋明顺.浙江省高校产学研协同创新网络结构特征分析[J].科研管理,2017 (S1):164-170.
[31]谢洪明,冯建新,程聪.网络中心性对技术创新的影响:知识流出的视角[J].技术经济,2011(7):14-18.
[32]LIUC H ,GAN B ,ZHANG Y E .Why “they” occupies the critical network positions?[J].Management Decision,2015 (1):100-123.
[33]IWU-EGWUONWU,RONALD C.Corporate reputation & firm performance:empirical literature evidence[J].International Journal of Business and Management,2011(6):197-206.
[34]JREHH,LEE J.Assessing the impact of firm reputation on performance:an international point of view[J].International Business Research,2014(12):71-80.
[35]BOYDB K,BERGH D D,KETCHEND J.Reconsidering the reputation?performance relationship:are source-based view[J].Journal of Management,2010(3):588-609.
[36]OUYC,HSULC.How does corporate reputation affect innovative performance?[J].International Business Research,2013(12):46-59.
[37]GAMMOHB S,VOSS K E.Alliance competence:the moderating role of valence of alliance experience[J].European Journal of Marketing,2013(5-6):964-986.
[38]ZOLLO M,REUER J J.Experience spillovers across corporate development activities[J].Organization Science,2010(6):1195,1212,1275-1276.
[39]ZAHEER A,HERNANDEZ E,BANERJEE S.Prior alliances with targets and acquisition performance in knowledge-intensive industries[J].Organization Science,2010(5):1072,1091,1121-1123.
[40]GRACA C,ARNALDO C.The role of corporate reputation on co-operants behavior and organizational performance[J].The Journal of Management Development,2016(1):17-37.
[41]PROVAN K G,MILWARD H K.The evolution of structural embeddedness and organizational social outcomes in a centrally governed health and human services network[J].Journal of Public Administration Research and Theory,2009(4):873-93.
[42]EBBERS J J,WIJNBERG N M.Disentangling the effects of reputation and network position on the evolution of alliance networks[J].Strategic Organization,2010(3):255-275.
[43]AL-LAHAMA,AMBURGEYTL.Who makes you central?:analyzing the influence of international alliance experience on network centrality of start-up firms[J].Management International Review.,2010(3):297-325.
[44]LIU C,LIN J.Social relationships and knowledge creation:he mediate of critical network position[J].The Service Industries Journal,2012(9):1469-14.
[45]宋志红,史玉英,李冬梅.学术论文质量特征对明星作者网络位置的影响:以 1990—2012年“创新网络”领域的文献为例[J].科学学研究,2014(5):660-668.
[46]ROTOLOD M P.When does centrality matter?:scientific productivity and the moderating role of research specialization and cross-community ties[J].Journal of Organizational Behavior,2013(5):648-670.
[47]张煊,王国顺,毕小萍.网络中心性和知识创新能力对创新绩效的影响[J].经济问题,2013(8):92-96.
[48]EVA M E.Is centrality the key to high performance?[J].Journal of Competitiveness,2010(12):58-73.
[49]OZER M,DEMIRKAN I,GOKALP O N.Collaboration networks and innovation:does corporate lobbying matter?[J].Journal of Strategy and Management,2013(3):286-308.
[50]李柏洲,董恒敏.协同创新视角下科研院所科技资源配置能力研究[J].中国软科学,2018(1):53-62.
[51]关志民,吴浩,陶瑾,等.产学研合作中政府支持作用与成功因素的探索性研究:基于辽宁省企业和高校/科研机构的调查数据[J].科技进步与对策,2014(7):43-47.
[52]LANDHERR A,FRIEDL B,HEIDEMANN J A.Critical review of centrality measures in social networks[J].Business & Information Systems Engineering,2010(6):371-85.
[53]温忠麟,张雷,侯杰泰.有中介的调节变量和有调节的中介变量[J].心理学报,2006(3):448-452.
[2]丁烈云.实施“2011 计划”的意义、重点与难点[J].中国高等教育,2012(20):11-14.
[3]罗琳,魏奇锋,顾新.产学研协同创新的知识协同影响因素实证研究[J].科学学研究,2017(10):1567-1577.
[4]吴慧,顾晓敏.产学研合作创新绩效的社会网络分析[J].科学学研究,2017(10):1578-1586.
[5]张绍丽,于金龙.产学研协同创新的文化协同过程及策略研究[J].科学学研究,2016(4):624-629.
[6]危怀安,聂卓,疏腊林.协同创新中心合作伙伴选择机理研究:基于 2012 年度“2011计划”名单的分析[J].科技进步与对策,2014 (9):1-4.
[7]危怀安,疏腊林,聂卓.我国“2011协同创新中心”的组建分析[J].科技管理研究,2014(18):70-73.
[8]武艳君.高校协同创新合作伙伴选择的特征[J].学术交流,2015(3):164-167.
[9]EISNER A B,RAHMAN N,KORN H J.Formation conditions,innovation,and learning in R&D consortia[J].Management Decision,2009(6):851-71.
[10]王浩,梁耀明.产学研合作绩效评价研究综述[J].科技管理研究,2011(11):56-61.
[11]ANKRAHS,AL-TABBAAO.Universities–industry collaboration:a systematic review[J].Scandinavian Journal of Management,2015(3):387-408.
[12]张桂芳,肖玲诺,张琳琳.产学研联盟知识转移研究综述[J].科学与管理,2013(2):44-53.
[13]ANKRAH S N,BURGESS T F,GRIMSHAW P,et al.Asking both university and industry actors about their engagement in knowledge transfer:what single-group studies of motives omit[J].Technovation,2013(2-3):50-65.
[14]林润辉,谢宗晓,丘东,等.协同创新网络、法人资格与创新绩效:基于国家工程技术研究中心的实证研究[J].中国软科学,2014(10):83-96.
[15]HU M,MATHEWS J A.Estimating the innovation effects of university-industry-government linkages:the case of Taiwan[J].Journal of Management and Organization,2009(2):138-154.
[16]WATANABE C,KISHIOKA M,NAGAMATSU A.Effect and limit of the government role in spurring technology spillover:a case of R&D consortia by the Japanese government[J].Technovation,2004(5):403-420.
[17]WALKER K.A systematic review of the corporate reputation literature:definition,measurement and theory[J].Corporate Reputation Review,2010(4):357-387.
[18]BARNETT M L,JERMIER J M,LAFFERTY B A.Corporate reputation:the definitional landscape[J].Corporate Reputation Review,2006(1):26-38.
[19]MEULEMAN M,WRIGHT M,MANIGART S,et al.Private equity syndication:agency costs,reputation and collaboration[J].Journal of Business Finance & Accounting,2009(5-6):616-644.
[20]宝贡敏,徐碧祥.国外企业声誉理论研究述评[J].科研管理,2007(3):98-107.
[21]SUE W A,SUNG-UN Y,KINSEY D F.An integrative approach to university visual identity and reputation[J].Corporate Reputation Review.2007(4):258-270 .
[22]FARES D,ACHOUR M,KACHKAR O.The impact of service quality,student satisfaction,and university reputation on student loyalty:a case study of international students in IIUM,Malaysia[J].Information Management & Business Review,2013(26):24233-24241.
[23]DRYDAKIS N.Economics applicants in the UK labour market[J].International Journal of Manpower,2015(3):296-333.
[24]FANG Y,JIN D,SUN X,et al.New evidence on alliance experience and acquisition performance:short-run pain,long-run gain?[J].Studies in Economics & Finance,2015(1):53-73.
[25]ERNST H,LICHTENTHALER U,VOGT C.Retracted:the impact of accumulating and reactivating technological experience on R&D alliance performance[J].The Journal of Management Studies,2011(6):1194–1216.
[26]HEIMERIKS K H,DUYSTERS G.Alliance capability as a mediator between experience and alliance performance:an empirical investigation into the alliance capability development process[J].The Journal of Management Studies,2007(1):25-49.
[27]DUYSTERS G,HEIMERIKS K H,LOKSHIN B,et al.Do firms learn to manage alliance portfolio diversity:the diversity-performance relationship and the moderating effects of experience and capability[J].European Management Review,2012(3):139-152.
[28]刘景东,杜鹏程.惯例视角下联盟管理能力的构成及其对联盟组合绩效的影响研究[J].管理评论,2015(8):150-162.
[29]LONG J C ,CUNNINGHAM F C ,BRAITHWAITE J .Network structure and the role of key players in a translational cancer research network:astudy protocol[J].Bmj Open,2012(3):1-8.
[30]周涵婷,余晓,宋明顺.浙江省高校产学研协同创新网络结构特征分析[J].科研管理,2017 (S1):164-170.
[31]谢洪明,冯建新,程聪.网络中心性对技术创新的影响:知识流出的视角[J].技术经济,2011(7):14-18.
[32]LIUC H ,GAN B ,ZHANG Y E .Why “they” occupies the critical network positions?[J].Management Decision,2015 (1):100-123.
[33]IWU-EGWUONWU,RONALD C.Corporate reputation & firm performance:empirical literature evidence[J].International Journal of Business and Management,2011(6):197-206.
[34]JREHH,LEE J.Assessing the impact of firm reputation on performance:an international point of view[J].International Business Research,2014(12):71-80.
[35]BOYDB K,BERGH D D,KETCHEND J.Reconsidering the reputation?performance relationship:are source-based view[J].Journal of Management,2010(3):588-609.
[36]OUYC,HSULC.How does corporate reputation affect innovative performance?[J].International Business Research,2013(12):46-59.
[37]GAMMOHB S,VOSS K E.Alliance competence:the moderating role of valence of alliance experience[J].European Journal of Marketing,2013(5-6):964-986.
[38]ZOLLO M,REUER J J.Experience spillovers across corporate development activities[J].Organization Science,2010(6):1195,1212,1275-1276.
[39]ZAHEER A,HERNANDEZ E,BANERJEE S.Prior alliances with targets and acquisition performance in knowledge-intensive industries[J].Organization Science,2010(5):1072,1091,1121-1123.
[40]GRACA C,ARNALDO C.The role of corporate reputation on co-operants behavior and organizational performance[J].The Journal of Management Development,2016(1):17-37.
[41]PROVAN K G,MILWARD H K.The evolution of structural embeddedness and organizational social outcomes in a centrally governed health and human services network[J].Journal of Public Administration Research and Theory,2009(4):873-93.
[42]EBBERS J J,WIJNBERG N M.Disentangling the effects of reputation and network position on the evolution of alliance networks[J].Strategic Organization,2010(3):255-275.
[43]AL-LAHAMA,AMBURGEYTL.Who makes you central?:analyzing the influence of international alliance experience on network centrality of start-up firms[J].Management International Review.,2010(3):297-325.
[44]LIU C,LIN J.Social relationships and knowledge creation:he mediate of critical network position[J].The Service Industries Journal,2012(9):1469-14.
[45]宋志红,史玉英,李冬梅.学术论文质量特征对明星作者网络位置的影响:以 1990—2012年“创新网络”领域的文献为例[J].科学学研究,2014(5):660-668.
[46]ROTOLOD M P.When does centrality matter?:scientific productivity and the moderating role of research specialization and cross-community ties[J].Journal of Organizational Behavior,2013(5):648-670.
[47]张煊,王国顺,毕小萍.网络中心性和知识创新能力对创新绩效的影响[J].经济问题,2013(8):92-96.
[48]EVA M E.Is centrality the key to high performance?[J].Journal of Competitiveness,2010(12):58-73.
[49]OZER M,DEMIRKAN I,GOKALP O N.Collaboration networks and innovation:does corporate lobbying matter?[J].Journal of Strategy and Management,2013(3):286-308.
[50]李柏洲,董恒敏.协同创新视角下科研院所科技资源配置能力研究[J].中国软科学,2018(1):53-62.
[51]关志民,吴浩,陶瑾,等.产学研合作中政府支持作用与成功因素的探索性研究:基于辽宁省企业和高校/科研机构的调查数据[J].科技进步与对策,2014(7):43-47.
[52]LANDHERR A,FRIEDL B,HEIDEMANN J A.Critical review of centrality measures in social networks[J].Business & Information Systems Engineering,2010(6):371-85.
[53]温忠麟,张雷,侯杰泰.有中介的调节变量和有调节的中介变量[J].心理学报,2006(3):448-452.
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