基于三阶段数据包络分析模型的我国西部地区国家级高新区创新效率评价
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摘要
运用三阶段数据包络分析(DEA)模型对我国西部地区30个国家级高新区的技术创新效率进行评价,实证结果显示:只有少数高新区处在生产前沿面上,且大部分高新区都是规模报酬递减;在第二阶段做随机前沿分析发现,环境因素对创新投入的松弛变量影响很大,在剔除外部环境干扰和随机因素干扰后,高新区的技术创新效率有很大变化。此外,研究还发现建立时间较早的高新区的技术创新效率普遍比晚建立的高新区要低,说明建立时间较晚的高新区在技术创新方面更有活力。
This paper evaluates the technological innovation efficiency of 30 national high-tech zones in western China by using the data envelopment analysis(DEA) model of three-stage data envelopment analysis, the empirical results show that: there are only a few high-tech zones on the front line of production, and most of the high-tech zones are diminishing returns on a scale; in the second stage, the random frontier analysis shows that the environmental factors have a great impact on the relaxation variables of innovation input, and the technological innovation efficiency of high-tech zones has a great change after excluding the external environmental interference and random factors. In addition, it is also found that,the technological innovation efficiency of the early high-tech zone is generally lower than that of the late high-tech zone, indicating that the late high-tech zone is more active in technological innovation.
This paper evaluates the technological innovation efficiency of 30 national high-tech zones in western China by using the data envelopment analysis(DEA) model of three-stage data envelopment analysis, the empirical results show that: there are only a few high-tech zones on the front line of production, and most of the high-tech zones are diminishing returns on a scale; in the second stage, the random frontier analysis shows that the environmental factors have a great impact on the relaxation variables of innovation input, and the technological innovation efficiency of high-tech zones has a great change after excluding the external environmental interference and random factors. In addition, it is also found that,the technological innovation efficiency of the early high-tech zone is generally lower than that of the late high-tech zone, indicating that the late high-tech zone is more active in technological innovation.
引文
[1]汪涛,李祎,汪樟发.国家高新区政策的历史演进及协调状况研究[J].科研管理,2011,32(6):108-115.
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[14]王家庭,张容.基于三阶段DEA模型的中国31省市文化产业效率研究[J].中国软科学,2009(9):75-82.
[15]邓波,张学军,郭军华.基于三阶段DEA模型的区域生态效率研究[J].中国软科学,2011(1):92-99.
[16]李洪伟,任娜,陶敏,等.基于三阶段DEA的我国高新技术产业投入产出效率分析[J].中国管理科学, 2012(增刊1):126-131.
[17]乔元波,王砚羽.基于三阶段DEA-Windows分析的中国省域创新效率评价[J].科学学与科学技术管理, 2017, 38(1):88-97.
[18]杨宏进,刘立群.基于三阶段DEA的高校科技创新绩效研究[J].科技管理研究,2011,31(9):104-107.
[19]陈巍巍,张雷,马铁虎,等.关于三阶段DEA模型的几点研究[J].系统工程,2014(9):144-149.
[2]PERROUX F. Economic space:theory and applications[J].Quarterly Journal of Economics, 1950, 64(1):89-104.
[3]PORTER M E.Clusters and the new economics of competition[J].Harvard Business Review, 1998,76(6):77-90.
[4]谢国忠,杨松华.高科技园区发展理论探讨[J].中外企业文化,2000(16):56-60.
[5]范柏乃.国家高新区技术创新能力的评价研究[J].科学学研究,2003,21(6):667-671.
[6]常玉,卢尚丰,刘显东.西部13个国家级高新技术产业开发区技术创新能力的评价研究[J].科学学研究,2003,21(增刊1):296-299.
[7]黄春铃,余颖,黄卓.国家高新区产出效率的实证研究[J].科学学与科学技术管理,2005, 26(2):100-104.
[8]李凯,任晓艳,向涛.产业集群效应对技术创新能力的贡献:基于国家高新区的实证研究[J].科学学研究,2007,25(3):448-452.
[9]郭彦君,柴华奇,卢青.采用FAHP方法的国家高新区技术创新能力评价研究[J].现代制造工程,2009, 2009(4):143-146.
[10]谢子远.国家高新区技术创新效率影响因素研究[J].科研管理, 2011,32(11):52-58.
[11]刘满凤,李圣宏.国家级高新技术开发区的创新效率比较研究[J].江西财经大学学报,2012(3):5-17.
[12]CHARNES A,COOPER W W,RHODES E.Measuring the efficiency of decision making units[J].European Journal of Operational Research,1978,2(6):429-444.
[13]FRIED H O,LOVELL C A K, SCHMIDT S S, et al. Accounting for environmental effects and statistical noise in data envelopment analysis[J]. Journal of Productivity Analysis, 2002,17(1/2):157-174.
[14]王家庭,张容.基于三阶段DEA模型的中国31省市文化产业效率研究[J].中国软科学,2009(9):75-82.
[15]邓波,张学军,郭军华.基于三阶段DEA模型的区域生态效率研究[J].中国软科学,2011(1):92-99.
[16]李洪伟,任娜,陶敏,等.基于三阶段DEA的我国高新技术产业投入产出效率分析[J].中国管理科学, 2012(增刊1):126-131.
[17]乔元波,王砚羽.基于三阶段DEA-Windows分析的中国省域创新效率评价[J].科学学与科学技术管理, 2017, 38(1):88-97.
[18]杨宏进,刘立群.基于三阶段DEA的高校科技创新绩效研究[J].科技管理研究,2011,31(9):104-107.
[19]陈巍巍,张雷,马铁虎,等.关于三阶段DEA模型的几点研究[J].系统工程,2014(9):144-149.