基于SSSM的中国区域创新主体结构演进
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摘要
作为区域创新体系的组成要素,创新主体及其结构演进是创新战略研究的重要基石。将区域创新主体分为市场导向型和科学导向型两类,运用空间偏离份额分析模型(Spatial Shift-Share Model,SSSM)研究我国30年来各区域创新主体的结构、竞争力及其空间分布的演变趋势与特征,结果发现:以专利代表的创新产出主要依赖市场导向型创新主体;大多数区域的科学导向型创新主体由空间结构劣势转为空间结构优势;创新产出先发区域的知识溢出效果比较明显;两类创新主体空间结构与竞争力优劣势区域的演变趋势差异显著。
As a component of the regional innovation system, the innovation subject and its structural evolution are the important cornerstones of the research on innovation strategy. Dividing regional innovation subjects into two types:market-oriented and science-oriented, this paper analyzes the structure and competitiveness of regional innovation subject, and its evolution and characteristics using Spatial Shift-Share Model(SSSM) in China for 30 years. The results show that: the innovation output of patent mainly relies on the market-oriented innovation subject; The spatial structure of science-oriented innovation subject in most regions turn from the inferiority to the advantage; the knowledge spillover effect of the innovation-originating region is obvious; The two innovation subjects differ significantly in the development trends of the advantages and disadvantages of spatial structure and competitiveness.
As a component of the regional innovation system, the innovation subject and its structural evolution are the important cornerstones of the research on innovation strategy. Dividing regional innovation subjects into two types:market-oriented and science-oriented, this paper analyzes the structure and competitiveness of regional innovation subject, and its evolution and characteristics using Spatial Shift-Share Model(SSSM) in China for 30 years. The results show that: the innovation output of patent mainly relies on the market-oriented innovation subject; The spatial structure of science-oriented innovation subject in most regions turn from the inferiority to the advantage; the knowledge spillover effect of the innovation-originating region is obvious; The two innovation subjects differ significantly in the development trends of the advantages and disadvantages of spatial structure and competitiveness.
引文
[1]约瑟夫·熊彼特.经济发展理论[M].北京:商务印书馆,1990.
[2]Schmoolder J.Invention and Economic Growth[M].Cambridge:Harvard University Press,1966.
[3]Mowery D,Rosenberg N.The influence of market demand upon innovation:a crucial review of so-me recent empirical studies[J].Research Policy,1979(8):102-153.
[4]C Freeman.Technology policy and economic performance:lessons from Japan[M].London:Francis Pinter,1987.
[5]R Nelson.National Innovation Systems[M].Oxford:Oxford University Press,1993.
[6]Cooke P.Regional Innovation Systems:Competitive Regulation in the New Europe[J].Geoforum,1992,23(3):365-382.
[7]Cooke P.The Governance of in Europe[M].London:Pinter,2000.
[8]胡志坚,苏靖.区域创新系统理论的提出与发展[J].中国科技论坛,1999(6):20-23.
[9]黄鲁成.关于区域创新系统研究内容的探讨[J].科研管理,2000,21(2):43-48.
[10]柳卸林.区域创新体系成立的条件和建设的关键因素[J].中国科技论坛,2003(1):18-22.
[11]Asheim B,J Vang.Regional innovation systems in Asian countries:A new way of exploiting the benefits of transnational cor‐porations[J].Innovation,2006,8(1-2):27-44.
[12]Grillitsch M,Asheim B.Place-based innovation policy for industrial diversification regions[J].European Planning Studies,2018,26(8):1 638-1 662.
[13]Isaksen A,Franz T?dtling,Trippl M.Innovation Policies for Regional Structural Change:Combining Actor-Based and Sys‐tem-Based Strategies[C]//New Avenues for Regional Innova‐tion Systems-Theoretical Advances,Empirical Cases and Poli‐cy Lessons.WU Vienna University of Economics and Busi‐ness,2018.
[14]Simone Strambach,Benjamin Klement.Cumulative and Combinatorial Micro-dynamics of Knowledge The Role of Space and Place in Knowledge Integration[J].European Planning Studies,2012,20(11):1 843-1 866.
[15]Asheim B,Grillitsch M,Trippl M.Introduction:Combinatorial Knowledge Bases,Regional Innovation,and Development Dy‐namics[J].Economic Geography,2017,93(5):429-435.
[16]T?dtling F K,Skokan C,H?glinger P Rumpel,et al.Innovation and knowledge sourcing of modern sectors in old industri‐al regions:Comparing software firms in Moravia-Silesia and Upper Austria[J].Immunogenetics,2013,20(2):188-205.
[17]Broekel T,T Brenner.Regional factors and innovativeness:an empirical analysis of four German industries[J].The Annals of Regional Science,2010,47(1):169-194.
[18]Stuck J,Broekel T,Revilla Diez J.Network Structures in Regional Innovation Systems[J].European Planning Studies,2015,24(3):423-442.
[19]Isaksen A,Martin R,Trippl M.New Avenues for Regional Innovation Systems-Theoretical Advances,Empirical Cases and Policy Lessons[M].New York:Springer,2018.
[20]Lundvall B?.National Innovation Systems-Analytical Concept and Development Tool[J].Industry&Innovation,2007,14(1):95-119.
[21]Edquist Charles.Systems of Innovation:Technologies,Institutions and Organizations[J].Social Science Electronic Publish‐ing,2009,41(1):135-146.
[22]孙玉涛,刘凤朝.中国企业技术创新主体地位确立--情境、内涵和政策[J].科学学研究,2016,34(11):1 716-1 724.
[23]李习保.中国区域创新能力变迁的实证分析:基于创新系统的观点[J].管理世界,2007(12):18-30,171.
[24]Noronha T D,Galindo P V.The Firms behind the Regions:Analysis of Regional Innovation Performance in Portugal by External Logistic Biplots[C]//Tinbergen Institute,2013:págs.329-344.
[25]Vaz E,Vaz T D N,Galindo P V,et al.Modelling innovation support systems for regional development analysis of cluster structures in innovation in Portugal[J].Entrepreneurship&Re‐gional Development,2014,26(1-2):23-46.
[26]Sungho Han,Gwang Min Yoo,Sunjoo Kwank.A Comparative Analysis of Regional Innovation Characteristics Using an Inno‐vation Actor Framework[J].Science,Technology&Society,2018,23(1):137-162.
[27]任胜钢,陈凤梅.国内外区域创新系统的发展模式研究[J].研究与发展管理,2007(5):45-52.
[28]陈向东,王磊.基于专利指标的中国区域创新的俱乐部收敛特征研究[J].中国软科学,2007(10):76-85.
[29]曹勇,秦以旭.中国区域创新能力差异变动实证分析[J].中国人口·资源与环境,2012,22(3):164-169.
[30]蒋天颖.我国区域创新差异时空格局演化及其影响因素分析[J].经济地理,2013,33(6):22-29.
[31]焦敬娟,王姣娥,程珂.中国区域创新能力空间演化及其空间溢出效应[J].经济地理,2017,37(9):11-18.
[32]余冬筠,金祥荣.创新主体的创新效率区域比较研究[J].科研管理,2014,35(3):51-57.
[33]安蓉,马亮.西部地区地方高校科技创新能力评价研究[J].科研管理,2015,36(S1):15-21.
[34]易平涛,李伟伟,郭亚军,等.区域高校科技创新力排名及评价分析[J].科研管理,2017,38(S1):83-89.
[35]洪银兴.论创新驱动经济发展战略[J].经济学家,2013(1):5-11.
[36]Creamer D.Shifts of Manufacturing Industries,in Industrial Location and National Resources[M].Washington D.C.:Gov‐ernment Printing Office,1943.
[37]Jr E S D.A statistical and analytical technique for regional analysis.Papers in Regional Science[J].Papers in Regional Science,1960,6(1):97-112.
[38]Nazara S,Hewings G J D.Spatial Structure and Taxonomy of Decomposition in Shift-Share Analysis[J].Growth&Change,2010,35(4):476-490.
[39]Boarnet M G.Spillovers and the Locational Effects of Public Infrastructure[J].Journal of Regional Science,1998,38(3):381-400.
[40]吴继英,赵喜仓.偏离-份额分析法空间模型及其应用[J].统计研究,2009,26(4):73-79.
(1)IncoPat 4.0科技创新情报平台网址:http://www.incopat.com/help/sysdoc/principal.html.
[2]Schmoolder J.Invention and Economic Growth[M].Cambridge:Harvard University Press,1966.
[3]Mowery D,Rosenberg N.The influence of market demand upon innovation:a crucial review of so-me recent empirical studies[J].Research Policy,1979(8):102-153.
[4]C Freeman.Technology policy and economic performance:lessons from Japan[M].London:Francis Pinter,1987.
[5]R Nelson.National Innovation Systems[M].Oxford:Oxford University Press,1993.
[6]Cooke P.Regional Innovation Systems:Competitive Regulation in the New Europe[J].Geoforum,1992,23(3):365-382.
[7]Cooke P.The Governance of in Europe[M].London:Pinter,2000.
[8]胡志坚,苏靖.区域创新系统理论的提出与发展[J].中国科技论坛,1999(6):20-23.
[9]黄鲁成.关于区域创新系统研究内容的探讨[J].科研管理,2000,21(2):43-48.
[10]柳卸林.区域创新体系成立的条件和建设的关键因素[J].中国科技论坛,2003(1):18-22.
[11]Asheim B,J Vang.Regional innovation systems in Asian countries:A new way of exploiting the benefits of transnational cor‐porations[J].Innovation,2006,8(1-2):27-44.
[12]Grillitsch M,Asheim B.Place-based innovation policy for industrial diversification regions[J].European Planning Studies,2018,26(8):1 638-1 662.
[13]Isaksen A,Franz T?dtling,Trippl M.Innovation Policies for Regional Structural Change:Combining Actor-Based and Sys‐tem-Based Strategies[C]//New Avenues for Regional Innova‐tion Systems-Theoretical Advances,Empirical Cases and Poli‐cy Lessons.WU Vienna University of Economics and Busi‐ness,2018.
[14]Simone Strambach,Benjamin Klement.Cumulative and Combinatorial Micro-dynamics of Knowledge The Role of Space and Place in Knowledge Integration[J].European Planning Studies,2012,20(11):1 843-1 866.
[15]Asheim B,Grillitsch M,Trippl M.Introduction:Combinatorial Knowledge Bases,Regional Innovation,and Development Dy‐namics[J].Economic Geography,2017,93(5):429-435.
[16]T?dtling F K,Skokan C,H?glinger P Rumpel,et al.Innovation and knowledge sourcing of modern sectors in old industri‐al regions:Comparing software firms in Moravia-Silesia and Upper Austria[J].Immunogenetics,2013,20(2):188-205.
[17]Broekel T,T Brenner.Regional factors and innovativeness:an empirical analysis of four German industries[J].The Annals of Regional Science,2010,47(1):169-194.
[18]Stuck J,Broekel T,Revilla Diez J.Network Structures in Regional Innovation Systems[J].European Planning Studies,2015,24(3):423-442.
[19]Isaksen A,Martin R,Trippl M.New Avenues for Regional Innovation Systems-Theoretical Advances,Empirical Cases and Policy Lessons[M].New York:Springer,2018.
[20]Lundvall B?.National Innovation Systems-Analytical Concept and Development Tool[J].Industry&Innovation,2007,14(1):95-119.
[21]Edquist Charles.Systems of Innovation:Technologies,Institutions and Organizations[J].Social Science Electronic Publish‐ing,2009,41(1):135-146.
[22]孙玉涛,刘凤朝.中国企业技术创新主体地位确立--情境、内涵和政策[J].科学学研究,2016,34(11):1 716-1 724.
[23]李习保.中国区域创新能力变迁的实证分析:基于创新系统的观点[J].管理世界,2007(12):18-30,171.
[24]Noronha T D,Galindo P V.The Firms behind the Regions:Analysis of Regional Innovation Performance in Portugal by External Logistic Biplots[C]//Tinbergen Institute,2013:págs.329-344.
[25]Vaz E,Vaz T D N,Galindo P V,et al.Modelling innovation support systems for regional development analysis of cluster structures in innovation in Portugal[J].Entrepreneurship&Re‐gional Development,2014,26(1-2):23-46.
[26]Sungho Han,Gwang Min Yoo,Sunjoo Kwank.A Comparative Analysis of Regional Innovation Characteristics Using an Inno‐vation Actor Framework[J].Science,Technology&Society,2018,23(1):137-162.
[27]任胜钢,陈凤梅.国内外区域创新系统的发展模式研究[J].研究与发展管理,2007(5):45-52.
[28]陈向东,王磊.基于专利指标的中国区域创新的俱乐部收敛特征研究[J].中国软科学,2007(10):76-85.
[29]曹勇,秦以旭.中国区域创新能力差异变动实证分析[J].中国人口·资源与环境,2012,22(3):164-169.
[30]蒋天颖.我国区域创新差异时空格局演化及其影响因素分析[J].经济地理,2013,33(6):22-29.
[31]焦敬娟,王姣娥,程珂.中国区域创新能力空间演化及其空间溢出效应[J].经济地理,2017,37(9):11-18.
[32]余冬筠,金祥荣.创新主体的创新效率区域比较研究[J].科研管理,2014,35(3):51-57.
[33]安蓉,马亮.西部地区地方高校科技创新能力评价研究[J].科研管理,2015,36(S1):15-21.
[34]易平涛,李伟伟,郭亚军,等.区域高校科技创新力排名及评价分析[J].科研管理,2017,38(S1):83-89.
[35]洪银兴.论创新驱动经济发展战略[J].经济学家,2013(1):5-11.
[36]Creamer D.Shifts of Manufacturing Industries,in Industrial Location and National Resources[M].Washington D.C.:Gov‐ernment Printing Office,1943.
[37]Jr E S D.A statistical and analytical technique for regional analysis.Papers in Regional Science[J].Papers in Regional Science,1960,6(1):97-112.
[38]Nazara S,Hewings G J D.Spatial Structure and Taxonomy of Decomposition in Shift-Share Analysis[J].Growth&Change,2010,35(4):476-490.
[39]Boarnet M G.Spillovers and the Locational Effects of Public Infrastructure[J].Journal of Regional Science,1998,38(3):381-400.
[40]吴继英,赵喜仓.偏离-份额分析法空间模型及其应用[J].统计研究,2009,26(4):73-79.
(1)IncoPat 4.0科技创新情报平台网址:http://www.incopat.com/help/sysdoc/principal.html.