高科技产业的技术追赶与跨越发展——文献综述和研究展望
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摘要
在知识经济时代,高科技产业是促进生产力发展的最具活力的因素,也是各国综合国力竞争的焦点。高科技产业具有与传统产业不同的特征:如知识和技术密集、研发投资大、附加值高、工业增长率高等,其中最突出的特征是技术密集性。本文在界定高科技产业、技术超越等基本概念的基础上,对欧洲、美国、亚洲等国在技术追赶与跨越过程中的发展历程及经验借鉴进行了梳理,并据此提炼出技术追赶与跨越发展的影响因素。在此基础上,作者总结了目前国内外的3个主要研究方面以及3个研究空缺与不足,研究不足将作为以后的研究重点,为中国的高科技产业升级与跨越发展提供理论与经验支撑。
High-tech industry is the most dynamic factor to promote the development of productivity,and also the competition focus of all countries in the era of knowledge economy. The high-tech industry has different characteristics from the traditional industry,such as knowledge and technology intensive,high investment in R&D,high added value and high industrial growth rate,among which the most prominent feature is technology intensive. On the basis of defining the basic concepts of high-tech industry and technology transcendence,this paper combs the development process and experience of Europe,the United States and Asia in the process of technological catch-up and leapfrog,and then extracts the influencing factors of technological catch-up and leapfrog development. On this basis,the author summarizes the three main research areas at home and abroad,as well as the three research gaps and deficiencies. In view of the lack of research,the lack will be the focus of future research,providing theoretical and empirical support for the upgrading and leapfrog development of China's high-tech industry.
High-tech industry is the most dynamic factor to promote the development of productivity,and also the competition focus of all countries in the era of knowledge economy. The high-tech industry has different characteristics from the traditional industry,such as knowledge and technology intensive,high investment in R&D,high added value and high industrial growth rate,among which the most prominent feature is technology intensive. On the basis of defining the basic concepts of high-tech industry and technology transcendence,this paper combs the development process and experience of Europe,the United States and Asia in the process of technological catch-up and leapfrog,and then extracts the influencing factors of technological catch-up and leapfrog development. On this basis,the author summarizes the three main research areas at home and abroad,as well as the three research gaps and deficiencies. In view of the lack of research,the lack will be the focus of future research,providing theoretical and empirical support for the upgrading and leapfrog development of China's high-tech industry.
引文
[1]蒋瑛.构建我国高科技产业发展的政策环境[J].经济体制改革,2003,(2):27~29.
[2] Gerschenkron A. Economic Backwardness in Historical Perspective:A Book of Essays[M]. Cambridge,MA:Belnap Press of Harvard University Press,1962:137~138.
[3]肖利平,何景媛.吸收能力、制度质量与技术追赶绩效——基于大中型工业企业数据的经验分析[J].中国软科学,2015,(7):137~147.
[4]肖利平.后发优势、吸收能力与追赶型增长的区域差异[J].中国软科学,2010,(1):60~66.
[5] Keun Lee,Chaisung Lim. Techno Logical Regimes,Catchingup and Leapfrogging:Findings from the Korean Industries[J].Research Policy,2001,(30):459~483.
[6] Kim L. Imitation to Innovation:The Dynamic s of Korea's Techno Logical Learning[M]. Harvard Business School Press,Boston,1997:240~243.
[7] Choung J Y,Hwang H R,Choi J H,et al. Transition of Latecomer Firm's from Technology Users to Techno Logy Generators:Korean Semiconductor Firms[J]. World Development,2000,28(5):969~982.
[8] Jenn Hwan Wang. From Technological Catch-up to Innovation Based Economic Growth:South Korea and Taiwan Compared[J].Journal of Development Studies,2007,43(6):1084~1104.
[9]速水佑次郎,神门善久.发展经济学:从贫困到富裕[M].第3版.李周,译.北京:社会科学文献出版社,2009:273.
[10] Kuznets S. Modern Economic Growth:Findings and Reflection[J]. American Economic Rreview,1971,63(3):247~258.
[11]李俊江,孟勐.从技术追赶到技术前沿的后发经济增长路径研究[J],云南财经大学学报,2017,33(2):26~34.
[12] Keun Lee,Sectoral Innovation System and a Technological Catchup:The Case of the Capital Goods Industry in Korea[J]. Global Economic Review,2008,37(2):135~155.
[13](挪)法格博格.牛津创新手册[M].北京:知识产权出版社,2009:230~240.
[14]刘春香.美国硅谷高科技产业集群及其对中国的启示[J].工业技术经济,2005,(7):35~36,39.
[15]张晶.技术跨越的理论分析与模式探讨——兼论中国技术跨越实践[D].上海:复旦大学,2005.
[16] Ernst D. Catching-up,Crisis and Industrial Upgrading Volutionary Aspects of Technological Learning in Korea'se Lectronics Industry[J]. Asia Pacific Journal of Management, 1998,(15):247~283.
[17] Choung J Y,H wang H R,Choi J H,et al. Transition of Latecomer Firm's from Technology Users to Technology Generators:Korean Semiconductor Firm's[J]. World Development,2000,28(5):969~982.
[18]张祖英.台湾高科技产业的发展[J].清华大学学报(哲学社会科学版),2000,(2):46~55.
[19] Jenn Hwan Wang. From Technological Catch-up to Innovation Based Economic Growth:South Korea and Taiwan Compared[J]. Journal of Development Studies,2007,43(6):1084~1104.
[20] Don E Kash,Robert Rycroft. Emerging Patterns of Complex Technological Innovation[J]. Technological Forecasting&Social Change,2002,(69):581~606.
[21] K O Nti,K K Dompere. Technical Progress and Optimal Factor Demand[J]. International Journal of Production Economics,1997,(49):117~130.
[22] Cohen W M,Levinthal D A. Innovation and Learning:The Two Faces of R&D[J]. Economic in Journal,1989,(99):569~596.
[23] Keun Lee,Chaisung Lim. Techno Logical Regimes,Catchingup and Leapfrogging:Findings from the Korean Industries[J].Research Policy,2001,(30):459~483.
[24] Marcel P Timmer. Technological Development and Rates of Return to Investment in a Catching-up Economy:The Case of South Korea[J]. Structural Change and Economic Dynamics,2003,(14):405~425.
[25] Alcorta L,Urem B,Tongliang A. Do Manufacturing Firms in China Innovate?[J]. Journal of Contemporary Asia,2008,38(4):560~590.
[26] Hansen T,Winther L. Innovation,Regional Development and Relations Between High-and Low-tech Industries[J]. European Urban and Regional Studies,2011,18(3):321~339.
[27] Li J,Chen D,Shapiro D M. Product Innovations Immerging Economies:The Role of Foreign Knowledge Access Channels and Internal Efforts in Chinese Firms[J]. Management and Organization Review,2010,6(2):243~266.
[28] Figuedo P N. Discontinuous Innovation Capability Accumulation in Latecomer Natural Resource-processing Firms[J]. Technological Forecasting and Social Change,2010,77(7):1090~1108.
[2] Gerschenkron A. Economic Backwardness in Historical Perspective:A Book of Essays[M]. Cambridge,MA:Belnap Press of Harvard University Press,1962:137~138.
[3]肖利平,何景媛.吸收能力、制度质量与技术追赶绩效——基于大中型工业企业数据的经验分析[J].中国软科学,2015,(7):137~147.
[4]肖利平.后发优势、吸收能力与追赶型增长的区域差异[J].中国软科学,2010,(1):60~66.
[5] Keun Lee,Chaisung Lim. Techno Logical Regimes,Catchingup and Leapfrogging:Findings from the Korean Industries[J].Research Policy,2001,(30):459~483.
[6] Kim L. Imitation to Innovation:The Dynamic s of Korea's Techno Logical Learning[M]. Harvard Business School Press,Boston,1997:240~243.
[7] Choung J Y,Hwang H R,Choi J H,et al. Transition of Latecomer Firm's from Technology Users to Techno Logy Generators:Korean Semiconductor Firms[J]. World Development,2000,28(5):969~982.
[8] Jenn Hwan Wang. From Technological Catch-up to Innovation Based Economic Growth:South Korea and Taiwan Compared[J].Journal of Development Studies,2007,43(6):1084~1104.
[9]速水佑次郎,神门善久.发展经济学:从贫困到富裕[M].第3版.李周,译.北京:社会科学文献出版社,2009:273.
[10] Kuznets S. Modern Economic Growth:Findings and Reflection[J]. American Economic Rreview,1971,63(3):247~258.
[11]李俊江,孟勐.从技术追赶到技术前沿的后发经济增长路径研究[J],云南财经大学学报,2017,33(2):26~34.
[12] Keun Lee,Sectoral Innovation System and a Technological Catchup:The Case of the Capital Goods Industry in Korea[J]. Global Economic Review,2008,37(2):135~155.
[13](挪)法格博格.牛津创新手册[M].北京:知识产权出版社,2009:230~240.
[14]刘春香.美国硅谷高科技产业集群及其对中国的启示[J].工业技术经济,2005,(7):35~36,39.
[15]张晶.技术跨越的理论分析与模式探讨——兼论中国技术跨越实践[D].上海:复旦大学,2005.
[16] Ernst D. Catching-up,Crisis and Industrial Upgrading Volutionary Aspects of Technological Learning in Korea'se Lectronics Industry[J]. Asia Pacific Journal of Management, 1998,(15):247~283.
[17] Choung J Y,H wang H R,Choi J H,et al. Transition of Latecomer Firm's from Technology Users to Technology Generators:Korean Semiconductor Firm's[J]. World Development,2000,28(5):969~982.
[18]张祖英.台湾高科技产业的发展[J].清华大学学报(哲学社会科学版),2000,(2):46~55.
[19] Jenn Hwan Wang. From Technological Catch-up to Innovation Based Economic Growth:South Korea and Taiwan Compared[J]. Journal of Development Studies,2007,43(6):1084~1104.
[20] Don E Kash,Robert Rycroft. Emerging Patterns of Complex Technological Innovation[J]. Technological Forecasting&Social Change,2002,(69):581~606.
[21] K O Nti,K K Dompere. Technical Progress and Optimal Factor Demand[J]. International Journal of Production Economics,1997,(49):117~130.
[22] Cohen W M,Levinthal D A. Innovation and Learning:The Two Faces of R&D[J]. Economic in Journal,1989,(99):569~596.
[23] Keun Lee,Chaisung Lim. Techno Logical Regimes,Catchingup and Leapfrogging:Findings from the Korean Industries[J].Research Policy,2001,(30):459~483.
[24] Marcel P Timmer. Technological Development and Rates of Return to Investment in a Catching-up Economy:The Case of South Korea[J]. Structural Change and Economic Dynamics,2003,(14):405~425.
[25] Alcorta L,Urem B,Tongliang A. Do Manufacturing Firms in China Innovate?[J]. Journal of Contemporary Asia,2008,38(4):560~590.
[26] Hansen T,Winther L. Innovation,Regional Development and Relations Between High-and Low-tech Industries[J]. European Urban and Regional Studies,2011,18(3):321~339.
[27] Li J,Chen D,Shapiro D M. Product Innovations Immerging Economies:The Role of Foreign Knowledge Access Channels and Internal Efforts in Chinese Firms[J]. Management and Organization Review,2010,6(2):243~266.
[28] Figuedo P N. Discontinuous Innovation Capability Accumulation in Latecomer Natural Resource-processing Firms[J]. Technological Forecasting and Social Change,2010,77(7):1090~1108.