中国冶金企业环保规制、低碳技术创新与企业绩效
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摘要
以2009～2016年沪深A股上市的冶金企业为样本,实证研究了冶金企业环保规制、低碳技术创新及企业绩效三者间的关系。结果表明:环保规制抑制了企业绩效,显著地促进了低碳技术创新,且这种促进作用在国有企业和黑色冶金企业中更强;但低碳技术创新并没有有效转化为经济效益,中国冶金企业并不完全符合"波特假说",据此提出了相应的政策建议。
Using the sample of Chinese A-share listed metallurgical firms during 2009-2016, this paper tests the relationship between environmental regulation, technological innovation and enterprise performance. Results show that environmental regulation inhibits enterprise performance, but significantly promotes technological innovation, which is stronger in state-owned enterprises and ferrous metallurgical enterprises;Technology innovation is not effective to offset the negative impact of environmental regulation. Metallurgical enterprises in China are not completely in line with "porter hypothesis", and this paper gives policy recommendations.
Using the sample of Chinese A-share listed metallurgical firms during 2009-2016, this paper tests the relationship between environmental regulation, technological innovation and enterprise performance. Results show that environmental regulation inhibits enterprise performance, but significantly promotes technological innovation, which is stronger in state-owned enterprises and ferrous metallurgical enterprises;Technology innovation is not effective to offset the negative impact of environmental regulation. Metallurgical enterprises in China are not completely in line with "porter hypothesis", and this paper gives policy recommendations.
引文
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[2] Ambec S,Cohen M A, Elgie S,et al.The Porter Hypothesis at 20:Can Environmental Regulation Enhance Innovation and Competitiveness?[J].Review of Environmental Economics & Policy, 2013,7(1):2-22.
[3] Weche Gelübcke,John P,Stoever Jana.Environmental Regulation and Sustainable Competitiveness: Evaluating the Role of Firm-level Green Investments in the Context of the Porter Hypothesis[C].Verein für Socialpolitik/German Economic Association,2016.
[4] Abate T G,Nielsen R,Tveter?S R.Stringency of Environmental Regulation and Aquaculture Growth:A Cross-country Analysis[J].Aquaculture Economics & Management,2016,20(2):201-221.
[5] Gupta H,Barua M K.A Grey DEMATEL-based Approach for Modeling Enablers of Green Innovation in Manufacturing Organizations[J].Environmental Science & Pollution Research,2018(1):1-23.
[6] Severo E A,Guimar?es J C F D,Dorion E C H.Cleaner Production and Environmental Management as Sustainable Product Innovation Antecedents:A Survey in Brazilian industries[J].Journal of Cleaner Production,2017,142(Part1):87-97.
[7] Cohen M A,Tubb A.The Impact of Environmental Regulation on Firm and Country Competitiveness:A Meta-analysis of the Porter Hypothesis[J].Journal of the Association of Environmental & Resource Economists,2018.
[8] 蒋为.环境规制是否影响了中国制造业企业研发创新?——基于微观数据的实证研究[J].财经研究,2015,41(2):76-87.
[9] 何玉梅,罗巧.环境规制、技术创新与工业全要素生产率[J].软科学,2018,32(4):20-25.
[10] 孙玉阳,宋有涛,王慧玲.环境规制对产业结构升级的正负接替效应研究——基于中国省际面板数据的实证研究[J].现代经济探讨,2018(5).
[11] 陈雨柯.财政分权下“强波特假说”的再验证——企业环保创新和非环保创新的视角[J].商业研究,2018(1).
[12] 曹慧平,沙文兵.公司治理对环境规制与技术创新关系的调节效应研究[J].财经论丛,2017.
[13] Hamamoto M.Environmental Regulation and the Productivity of Japanese Manufacturing Industries[J].Resource & Energy Economics,2006,28(4):299-312.
[14] Dechezleprêtre A,Sato M.The Impacts of Environmental Regulations on Competitiveness[J].Review of Environmental Economics & Policy,2017,11.
[15] 刘传江,赵晓梦.“波特假说”存在产业异质性吗?——基于产业碳密集程度细分的视角[J].中国人口·资源与环境,2017,27(6):1-9.
[16] Ar Iiker Murat.The Impact of Green Product Innovation on Firm Performance and Competitive Capability:The Moderating Role of Managerial Environmental Concern[J].Procedia-Social and Behavioral Sciences,2012,62(1):854-864.
[17] 余伟,陈强,陈华.环境规制、技术创新与经营绩效——基于37个工业行业的实证分析[J].科研管理,2017,38(2):18-25.
[18] 董凡,关永红.完善我国企业知识产权转化的税收优惠制度探析——以国际减税趋势下欧洲“专利盒”制度为鉴[J].经济问题,2018(5).
[19] Al-Tuwaijri Sulaiman A,Christensen Theodore E,et al.The Relations among Environmental Disclosure,Environmental Performance,and Economic Performance:A Simultaneous Equations Approach[J].Accounting,Organizations and Society,2004,29(5/6):447-471.
[20] 温忠麟,侯杰泰,张雷.调节效应与中介效应的比较和应用[J].心理学报,2005,37(2):268-274.